Baba, Taichi

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 UBS SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2013-03-11 2015-01-28
Rep Dealing in securities 2013-03-11 2015-01-28
Rep Dealing in securities 2015-02-18 2015-02-26
Rep Dealing in securities 2015-11-04 2015-11-12
Rep Dealing in securities 2016-02-23 2016-03-17
Rep Dealing in futures contracts 2016-05-12 2016-05-27
Rep Dealing in securities 2016-05-12 2016-05-27
Rep Dealing in futures contracts 2017-01-04 2017-01-27
Rep Dealing in securities 2017-01-04 2017-01-27
Rep Dealing in futures contracts 2017-02-16 2017-02-22
Rep Dealing in securities 2017-02-16 2017-02-22
Rep Dealing in futures contracts 2017-11-07 2017-11-19
Rep Dealing in securities 2017-11-07 2017-11-19
Rep Dealing in futures contracts 2018-03-07 2018-03-14
Rep Dealing in securities 2018-03-07 2018-03-14
Rep Dealing in futures contracts 2019-02-14 2019-02-20
Rep Dealing in securities 2019-02-14 2019-02-20
Rep Dealing in futures contracts 2023-07-14 2023-07-28
Rep Dealing in securities 2023-07-14 2023-07-28

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