So, Tsz Kit (SFC:BCQ151) 蘇子杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2014-02-04 | 2015-08-08 | Rep | Dealing in securities | 2015-11-26 | 2017-08-21 | Rep | Advising on securities | 2016-05-20 | 2017-08-21 | Rep | Asset management | 2016-05-20 | 2017-08-21 |
| 2 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2019-03-01 | Rep | Dealing in securities | 2019-03-01 |
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