Lee, Tak Law 李德羅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JMC Capital HK Limited | Rep | Dealing in securities | 2019-06-24 | Rep | Asset management | 2021-01-08 |
| 2 | JMC Capital International Limited | Rep | Dealing in futures contracts | 2019-05-08 | 2023-08-10 | Rep | Dealing in securities | 2021-03-03 | 2024-04-03 | RO | Advising on futures contracts | 2023-08-10 | RO | Dealing in futures contracts | 2023-08-10 | RO | Advising on securities | 2024-04-03 | RO | Dealing in securities | 2024-04-03 |
| 3 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-08-31 | 2019-04-22 |
| 4 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2018-08-31 | 2019-04-22 |
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