Pg Omar, Pg Md Noor Sufian
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EnTrustPermal (Hong Kong) Limited | Rep | Advising on securities | 2019-05-10 | 2019-09-02 | Rep | Dealing in securities | 2019-05-10 | 2019-09-02 | RO | Advising on securities | 2020-06-03 | 2020-09-30 | RO | Dealing in securities | 2020-06-03 | 2020-09-30 |
| 2 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2019-09-04 | 2020-07-30 | Rep | Dealing in securities | 2019-09-04 | 2020-07-30 |
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