Vanderpump, William James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2014-10-17 | 2014-10-23 | Rep | Advising on securities | 2015-04-21 | 2017-03-16 | Rep | Advising on securities | 2017-09-04 | 2017-09-09 | Rep | Advising on securities | 2018-01-30 | 2018-02-02 | Rep | Advising on securities | 2018-10-18 | 2018-11-02 | Rep | Advising on securities | 2019-01-16 |
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