Cheng, Nga Man (SFC:BOS613) 鄭雅文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2019-09-03 | 2020-08-01 | Rep | Dealing in securities | 2019-09-03 | 2020-08-01 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2022-11-29 | 2023-03-30 |
| 3 | NEW REGION SECURITIES COMPANY LIMITED | Rep | Asset management | 2021-12-09 | 2022-10-31 | Rep | Dealing in securities | 2021-12-09 | 2022-10-31 |
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