Chen, Ming (SFC:BOT554) 陳明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2019-09-05 | 2021-03-30 | Rep | Advising on securities | 2019-09-05 | 2021-03-30 | Rep | Dealing in securities | 2019-09-05 | 2021-03-30 |
| 2 | Goldman Sachs Asset Management (Hong Kong) Limited | Rep | Asset management | 2021-05-07 | 2023-12-30 | Rep | Dealing in securities | 2021-05-07 | 2023-12-30 |
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