Arnold, James Robert (SFC:BFS333)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2015-07-02 | 2015-07-12 | Rep | Dealing in securities | 2015-07-02 | 2015-07-12 | Rep | Advising on corporate finance | 2016-05-12 | 2016-05-23 | Rep | Dealing in securities | 2016-05-12 | 2016-05-23 | Rep | Advising on corporate finance | 2016-08-25 | 2016-09-10 | Rep | Dealing in securities | 2016-08-25 | 2016-09-10 | Rep | Advising on corporate finance | 2016-10-04 | 2019-01-15 | Rep | Dealing in securities | 2016-10-04 | 2019-01-15 |
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