Zhang, Xiaonan (SFC:BGO453) 張小楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-11-24 | 2017-11-01 | Rep | Dealing in securities | 2015-11-24 | 2017-11-01 |
| 2 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2017-11-08 | 2019-07-16 | Rep | Asset management | 2017-11-08 | 2019-07-16 | Rep | Dealing in securities | 2017-11-08 | 2019-07-16 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-10 | 2017-11-01 |
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