Lee, Yuen Tsun 李遠浚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2016-11-04 | 2017-06-24 |
| 2 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2024-04-18 | |
| 3 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2024-04-18 | |
| 4 | CN FIRST INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-07-22 | 2020-08-07 |
| 5 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2023-05-18 | 2023-09-26 | Rep | Dealing in securities | 2023-05-18 | 2023-09-26 | Rep | Asset management | 2023-05-18 | 2023-10-19 | RO | Advising on securities | 2023-09-26 | 2023-10-19 | RO | Dealing in securities | 2023-09-26 | 2023-10-19 |
| 6 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2017-07-12 | 2019-10-24 | Rep | Dealing in futures contracts | 2020-09-11 | 2021-06-21 | Rep | Advising on futures contracts | 2020-10-15 | 2021-06-21 | RO | Advising on futures contracts | 2021-06-21 | 2021-12-21 | RO | Dealing in futures contracts | 2021-06-21 | 2021-12-21 | Rep | Advising on futures contracts | 2023-05-18 | 2023-09-26 | Rep | Dealing in futures contracts | 2023-05-18 | 2023-09-26 | RO | Advising on futures contracts | 2023-09-26 | 2023-10-19 | RO | Dealing in futures contracts | 2023-09-26 | 2023-10-19 |
| 7 | MASON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2023-05-18 | 2023-09-26 | Rep | Dealing in securities | 2023-05-18 | 2023-09-26 | Rep | Asset management | 2023-05-18 | 2023-10-19 | RO | Advising on securities | 2023-09-26 | 2023-10-19 | RO | Dealing in securities | 2023-09-26 | 2023-10-19 |
| 8 | Mason Securities Limited | Rep | Dealing in securities | 2017-07-12 | 2019-10-24 | Rep | Asset management | 2020-10-15 | 2021-12-21 | RO | Advising on securities | 2020-10-15 | 2021-12-21 | RO | Dealing in securities | 2020-10-15 | 2021-12-21 | Rep | Advising on securities | 2023-05-18 | 2023-09-26 | Rep | Dealing in securities | 2023-05-18 | 2023-09-26 | Rep | Asset management | 2023-05-18 | 2023-10-19 | RO | Advising on securities | 2023-09-26 | 2023-10-19 | RO | Dealing in securities | 2023-09-26 | 2023-10-19 |
| 9 | Meta Futures Limited | RO | Advising on futures contracts | 2022-11-09 | 2023-02-28 | RO | Dealing in futures contracts | 2022-11-09 | 2023-02-28 |
| 10 | Metaverse Securities Limited (HK) | Rep | Advising on securities | 2022-03-04 | 2022-09-28 | Rep | Dealing in securities | 2022-03-04 | 2022-09-28 | Rep | Asset management | 2022-03-04 | 2023-02-28 | RO | Advising on securities | 2022-09-28 | 2023-02-28 | RO | Dealing in securities | 2022-09-28 | 2023-02-28 |
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