Holian, James Simon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2017-02-10 | 2017-02-19 | Rep | Dealing in securities | 2017-09-18 | 2017-09-29 | Rep | Dealing in securities | 2018-04-03 | 2018-04-09 | Rep | Dealing in securities | 2018-06-13 | 2018-06-16 | Rep | Dealing in securities | 2019-03-29 | 2019-04-04 |
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