Gao, Xiaoqi (SFC:BRO463) 高晓琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2021-09-13 | Rep | Dealing in securities | 2021-10-07 |
| 2 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Advising on securities | 2021-08-03 | 2021-08-13 | Rep | Asset management | 2021-08-03 | 2021-08-13 |
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