Chen, Hua (SFC:BSS076) 陳華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNI Global Assets Management Limited (HK) | Rep | Asset management | 2022-12-15 | |
| 2 | CNI GLOBAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-08-25 | |
| 3 | CNI Securities Group Limited | Rep | Advising on securities | 2023-04-28 | Rep | Dealing in futures contracts | 2023-04-28 | Rep | Dealing in securities | 2023-04-28 |
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