Luk, Terence (SFC:AGI503) 陸凱賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | OLD PEAK LIMITED (HK) | Rep | Advising on futures contracts | 2006-02-21 | 2006-09-15 | Rep | Advising on securities | 2006-02-21 | 2006-09-15 | Rep | Asset management | 2006-02-21 | 2006-09-15 | RO | Advising on futures contracts | 2006-09-15 | 2021-01-01 | RO | Advising on securities | 2006-09-15 | 2021-01-01 | RO | Asset management | 2006-09-15 | 2021-01-01 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2005-03-24 | Rep | Advising on securities | 2005-03-24 | Rep | Asset management | 2005-03-24 | Rep | Dealing in securities | 2006-01-28 | Rep | Dealing in futures contracts | 2005-10-25 | 2006-01-28 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy