Do, Khiem Trong
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on corporate finance | 2003-08-20 | RO | Advising on futures contracts | 2020-12-31 | RO | Advising on securities | 2020-12-31 | RO | Asset management | 2020-12-31 | RO | Dealing in securities | 2004-10-08 | 2020-12-31 | RO | Dealing in futures contracts | 2016-12-30 | 2020-12-31 |
| 2 | BIZ CORP LIMITED | RO | Advising on corporate finance | 2003-08-20 | RO | Advising on securities | 2003-08-20 | RO | Asset management | 2003-08-20 |
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