Argal, Ajay
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2011-09-02 | 2013-04-16 | Rep | Dealing in securities | 2011-09-02 | 2013-04-16 | Rep | Asset management | 2011-09-02 | 2013-11-13 | Rep | Advising on futures contracts | 2011-09-02 | 2015-07-17 | RO | Advising on securities | 2013-04-16 | 2019-03-31 | RO | Dealing in securities | 2013-04-16 | 2019-03-31 | RO | Asset management | 2013-11-13 | 2019-03-31 | RO | Advising on futures contracts | 2015-07-17 | 2019-03-31 |
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