Pun, Winnie Wing Nin 潘詠年
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BKHK Limited | Rep | Advising on securities | 2005-11-15 | 2005-12-13 | Rep | Asset management | 2005-11-15 | 2005-12-13 | RO | Advising on securities | 2005-12-13 | 2006-09-29 | RO | Asset management | 2005-12-13 | 2006-09-29 |
| 2 | BlackRock (Hong Kong) Limited (d2017-01-20) | RO | Advising on securities | 2006-09-30 | 2014-12-31 | RO | Asset management | 2006-09-30 | 2014-12-31 | RO | Dealing in securities | 2006-09-30 | 2014-12-31 |
| 3 | BlackRock Asset Management North Asia Limited | RO | Advising on securities | 2012-09-17 | 2021-11-18 | RO | Asset management | 2012-09-17 | 2021-11-18 | RO | Dealing in securities | 2012-09-17 | 2021-11-18 | Rep | Advising on securities | 2021-11-18 | 2023-01-31 | Rep | Asset management | 2021-11-18 | 2023-01-31 | Rep | Dealing in securities | 2021-11-18 | 2023-01-31 |
| 4 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on corporate finance | 2003-08-26 | Rep | Advising on securities | 2003-09-19 | Rep | Asset management | 2003-09-19 | RO | Advising on futures contracts | 2003-09-19 | 2005-07-18 | RO | Advising on securities | 2003-09-19 | 2005-07-18 | RO | Asset management | 2003-09-19 | 2005-07-18 | RO | Dealing in securities | 2004-11-01 | 2005-07-18 | RO | Advising on corporate finance | 2005-05-12 | 2005-07-18 |
| 5 | STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED | RO | Advising on corporate finance | 2005-06-20 | 2005-07-18 | RO | Advising on securities | 2005-06-20 | 2005-07-18 | RO | Asset management | 2005-06-20 | 2005-07-18 |
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