Lee, Wai Keung (SFC:AFK372) 李偉強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2003-10-17 | Rep | Asset management | 2003-10-17 | Rep | Automated trading services | 2003-10-17 | Rep | Advising on corporate finance | 2005-03-17 | Rep | Dealing in securities | 2005-03-17 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-17 | 2005-03-17 |
| 3 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2009-09-15 | 2011-12-01 | Rep | Advising on securities | 2009-09-15 | 2011-12-01 | Rep | Dealing in securities | 2009-09-15 | 2011-12-01 |
| 4 | Guoxin International Asset Management Limited | RO | Advising on securities | 2012-07-31 | 2017-07-14 |
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