Sanger, Paul John (SFC:ASH952)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Automated trading services | 2009-02-18 | 2010-02-17 | Rep | Dealing in securities | 2009-02-18 | 2010-02-17 | Rep | Automated trading services | 2010-03-19 | 2010-10-04 | Rep | Dealing in securities | 2010-03-19 | 2013-12-10 | RO | Automated trading services | 2010-10-04 | 2014-06-10 | Rep | Dealing in futures contracts | 2013-06-03 | 2014-06-10 | RO | Advising on securities | 2013-12-10 | 2014-06-10 | RO | Dealing in securities | 2013-12-10 | 2014-06-10 | Rep | Advising on securities | 2014-09-04 | 2016-02-24 | Rep | Automated trading services | 2014-09-04 | 2016-02-24 | Rep | Dealing in futures contracts | 2014-09-04 | 2016-02-24 | Rep | Dealing in securities | 2014-09-04 | 2016-02-24 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-02-18 | 2010-02-17 | Rep | Dealing in securities | 2009-02-18 | 2010-02-17 | Rep | Dealing in futures contracts | 2010-03-19 | 2013-08-31 | Rep | Dealing in securities | 2010-03-19 | 2013-08-31 |
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