Tong, James Chung Mau 湯仲謀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-08-02 | 2024-02-29 | Rep | Dealing in securities | 2011-08-02 | 2024-02-29 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-02 | 2012-01-31 |
| 3 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Advising on securities | 2008-07-25 | 2008-08-02 | Rep | Dealing in securities | 2008-07-25 | 2008-08-02 |
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