Lam, Sin Tak 林先德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2007-09-12 | 2009-01-01 |
| 2 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2011-01-12 | 2012-04-01 |
| 3 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Automated trading services | 2003-08-26 | Rep | Advising on corporate finance | 2003-12-22 | Rep | Advising on securities | 2003-12-22 | Rep | Asset management | 2003-12-22 | Rep | Dealing in securities | 2007-08-25 |
| 4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2009-04-29 | 2010-06-02 | Rep | Dealing in securities | 2010-06-02 | 2018-04-30 |
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