Fineman, Daniel Mark
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2009-11-30 | 2010-02-28 | Rep | Advising on securities | 2010-03-15 | 2015-02-10 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2024-03-08 | 2024-03-12 |
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