Liu, Xiaozheng (1977) 劉曉鉦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2009-11-10 | 2011-06-01 | Rep | Dealing in securities | 2009-11-10 | 2011-06-01 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2009-11-10 | 2011-06-01 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-07-27 | 2015-09-19 | Rep | Advising on securities | 2011-07-27 | 2015-09-19 | Rep | Dealing in securities | 2011-07-27 | 2015-09-19 |
| 4 | Darby Asia Import/Export Limited | RO | Advising on corporate finance | 2009-04-22 | 2009-10-02 | RO | Dealing in securities | 2009-04-22 | 2009-10-02 |
| 5 | Susquehanna Financial Group, LLLP | Rep | Advising on corporate finance | 2009-02-19 | 2009-03-11 | Rep | Dealing in securities | 2009-02-19 | 2009-03-11 |
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