Johnson, Christopher Lind
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Asiya Investments Hong Kong Limited | Rep | Advising on securities | 2013-06-13 | 2014-01-06 | Rep | Asset management | 2013-06-13 | 2014-01-06 | RO | Advising on securities | 2014-01-06 | 2016-02-23 | RO | Asset management | 2014-01-06 | 2016-02-23 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2010-02-11 | 2012-02-14 | Rep | Dealing in securities | 2010-02-11 | 2012-02-14 |
| 3 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-07-10 | Rep | Advising on securities | 2003-07-10 | Rep | Asset management | 2003-07-10 | Rep | Dealing in securities | 2003-07-10 |
| 4 | JNL Investments Limited (HK) | Rep | Asset management | 2017-04-25 | 2017-07-13 | RO | Asset management | 2017-07-13 | 2018-01-31 |
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