Ong, Lee Wah 王利華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-01-05 | Rep | Asset management | 2004-01-05 | Rep | Automated trading services | 2004-01-05 | Rep | Advising on securities | 2007-12-03 | Rep | Dealing in securities | 2007-12-03 | Rep | Leveraged foreign exchange trading | 2004-03-30 | 2007-12-03 | RO | Leveraged foreign exchange trading | 2007-12-03 | 2010-11-01 | RO | Advising on securities | 2007-12-03 | 2016-12-31 | RO | Dealing in securities | 2007-12-03 | 2016-12-31 |
| 2 | ETRADE SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-05 | Rep | Asset management | 2004-01-05 | Rep | Automated trading services | 2004-01-05 | Rep | Advising on securities | 2007-10-31 | Rep | Dealing in securities | 2007-10-31 |
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