Chung, Siu Kay (SFC:AEF590) 鍾兆基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Advising on corporate finance | 2003-10-10 | Rep | Advising on securities | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Dealing in securities | 2003-10-10 | Rep | Dealing in securities | 2004-05-14 | 2004-12-22 |
| 2 | DBS VICKERS SECURITIES ONLINE TRADING (HK) LIMITED | Rep | Advising on corporate finance | 2003-10-10 | Rep | Advising on securities | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Dealing in securities | 2003-10-10 |
| 3 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-01-06 | 2016-03-10 | Rep | Leveraged foreign exchange trading | 2005-01-18 | 2010-11-01 | Rep | Advising on securities | 2005-09-30 | 2016-03-10 |
| 4 | TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. | Rep | Advising on corporate finance | 2003-10-10 | Rep | Advising on securities | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Dealing in securities | 2003-10-10 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-02-11 | 2004-04-23 |
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