Pun, Hong Hai 潘康海

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Emperor Asset Management Limited RO Asset management 2022-07-11
2 EMPEROR FUTURES LIMITED RO Dealing in futures contracts 2022-07-11
RO Advising on futures contracts 2023-01-05
3 EMPEROR SECURITIES LIMITED (HK) RO Advising on securities 2022-07-11
RO Dealing in securities 2022-07-11
4 Emperor Wealth Management Limited RO Advising on securities 2023-01-05
RO Dealing in securities 2023-01-05

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