Chan, Ho Ming (SFC:ACL529) 陳可明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Automated trading services | 2010-06-04 | 2011-08-30 | Rep | Asset management | 2010-06-04 | 2013-06-03 | Rep | Dealing in securities | 2010-06-04 | 2013-06-03 |
| 2 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2010-04-07 | 2010-05-28 | Rep | Dealing in securities | 2010-04-07 | 2010-05-28 |
| 3 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-02-06 | Rep | Advising on securities | 2004-02-06 | Rep | Asset management | 2004-02-06 | Rep | Automated trading services | 2004-02-06 | Rep | Dealing in securities | 2004-02-06 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-05-02 | 2008-10-26 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-04-02 | 2008-10-26 |
| 6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-02-23 | 2009-09-04 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-02-23 | 2009-09-04 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy