Creedon, Tom
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2015-12-04 | 2017-03-08 | Rep | Dealing in securities | 2015-12-04 | 2017-03-08 |
| 2 | ICAP Equities Asia Limited | Rep | Dealing in securities | 2010-01-15 | 2012-07-27 |
| 3 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2008-12-08 |
| 4 | Newedge Broker Limited | Rep | Automated trading services | 2007-08-22 | 2008-12-08 | Rep | Dealing in futures contracts | 2007-08-22 | 2008-12-08 | Rep | Dealing in securities | 2007-08-22 | 2008-12-08 |
| 5 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2008-12-08 | Rep | Dealing in securities | 2008-10-13 | 2008-12-08 |
| 6 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-08-30 | 2014-12-10 | Rep | Dealing in securities | 2012-08-30 | 2014-12-10 |
| 7 | T.F.S. Derivatives HK Limited | Rep | Dealing in securities | 2015-01-02 | 2015-06-25 | Rep | Dealing in futures contracts | 2015-06-15 | 2015-06-25 |
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