Shen, Xiaojing 沈曉靜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-04-09 | 2015-08-31 | Rep | Dealing in securities | 2015-04-09 | 2015-08-31 |
| 2 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2010-09-17 | 2016-08-04 | Rep | Asset management | 2010-09-17 | 2016-08-04 | Rep | Dealing in securities | 2011-01-25 | 2016-08-04 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-04-09 | 2015-08-31 |
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