Tam, Ken Wai Ming 譚偉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2014-03-24 | 2014-06-10 | Rep | Asset management | 2014-03-24 | 2014-06-10 | Rep | Dealing in securities | 2014-03-24 | 2014-06-10 | RO | Advising on securities | 2014-06-10 | 2015-08-08 | RO | Asset management | 2014-06-10 | 2015-08-08 | RO | Dealing in securities | 2014-06-10 | 2015-08-08 |
| 2 | JF INTERNATIONAL MANAGEMENT INC. | RO | Asset management | 2006-07-18 | 2012-12-22 | RO | Advising on securities | 2012-01-17 | 2012-12-22 |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | RO | Asset management | 2006-05-30 | 2012-12-22 |
| 4 | JPMorgan Funds (Asia) Limited | RO | Asset management | 2006-05-30 | 2012-12-22 | RO | Advising on securities | 2006-11-13 | 2012-12-22 | RO | Dealing in securities | 2006-11-13 | 2012-12-22 |
| 5 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2015-09-02 | 2015-09-21 | Rep | Asset management | 2015-09-02 | 2015-09-21 | Rep | Dealing in securities | 2015-09-02 | 2015-09-21 | RO | Advising on securities | 2015-09-21 | 2020-08-14 | RO | Asset management | 2015-09-21 | 2020-08-14 | RO | Dealing in securities | 2015-09-21 | 2020-08-14 | Rep | Advising on securities | 2020-08-14 | 2020-12-31 | Rep | Asset management | 2020-08-14 | 2020-12-31 | Rep | Dealing in securities | 2020-08-14 | 2020-12-31 |
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