Chen, Shih Chieh 陳世傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2007-04-25 | 2007-08-24 | Rep | Dealing in securities | 2007-04-25 | 2007-08-24 | Rep | Leveraged foreign exchange trading | 2007-07-09 | 2007-08-24 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-01-29 | 2012-01-08 |
| 3 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2012-01-26 | 2013-07-05 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-01-26 |
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