Bernstein, Steven A
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lone Star Asia-Pacific Acquisitions (Hong Kong) Limited | RO | Asset management | 2020-06-15 | 2022-12-28 |
| 2 | Oppenheimer Investments Asia Limited | RO | Advising on corporate finance | 2010-02-12 | 2011-11-30 | RO | Dealing in securities | 2010-02-12 | 2011-11-30 |
| 3 | SEQUENCE ASSET MANAGEMENT LIMITED | RO | Asset management | 2012-02-29 | 2012-07-16 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Asset management | 2012-12-13 | 2013-10-31 |
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