Holmes, Charles Broadfoot
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Oppenheimer Investments Asia Limited | RO | Dealing in securities | 2010-02-12 | 2015-03-15 | RO | Advising on corporate finance | 2012-05-11 | 2015-03-15 |
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