Tse, Wing Kei 謝詠基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2018-04-25 | Rep | Dealing in securities | 2018-04-25 | Rep | Asset management | 2023-10-17 |
| 2 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2007-12-03 | 2008-01-04 | Rep | Asset management | 2007-12-03 | 2008-01-04 | Rep | Automated trading services | 2007-12-03 | 2008-01-04 | Rep | Dealing in securities | 2007-12-03 | 2008-01-04 |
| 3 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-05-08 | 2018-04-18 |
| 4 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-05-08 | 2018-04-18 |
| 5 | Public Securities Limited | Rep | Dealing in securities | 2010-04-12 | 2015-04-27 |
| 6 | TAI SHING STOCK INVESTMENT CO. LIMITED | Rep | Dealing in securities | 2008-05-22 | 2010-03-26 |
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