Wong, Judy Ming Kuen 黃明娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Mason Futures Limited (HK) | RO | Dealing in futures contracts | 2004-08-19 | 2005-08-19 |
2 | Mason Securities Limited | Rep | Dealing in securities | 2003-06-10 | 2004-08-19 | Rep | Advising on corporate finance | 2004-08-19 | 2005-08-19 | RO | Dealing in securities | 2004-08-19 | 2005-08-19 |
3 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-11-10 | 2005-12-09 | RO | Dealing in futures contracts | 2005-12-09 | 2013-09-01 | Rep | Advising on futures contracts | 2006-08-30 | 2006-10-09 | RO | Advising on futures contracts | 2006-10-09 | 2013-09-01 |
4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-11-10 | 2005-12-09 | Rep | Advising on corporate finance | 2005-11-10 | 2007-07-06 | RO | Dealing in securities | 2005-12-09 | 2013-09-01 | Rep | Advising on securities | 2006-08-30 | 2006-10-09 | RO | Advising on securities | 2006-10-09 | 2013-09-01 | RO | Dealing in futures contracts | 2012-04-23 | 2013-09-01 | RO | Advising on futures contracts | 2013-05-16 | 2013-09-01 |
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