Li, Yuk Fong Sendy 李玉芳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2004-07-08 | 2006-01-10 |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2014-09-03 | 2017-10-02 | Rep | Dealing in securities | 2014-09-03 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2022-06-15 | Rep | Dealing in securities | 2017-10-03 | 2022-06-15 |
| 3 | KGI Asset Management Limited | Rep | Advising on securities | 2013-08-26 | 2014-08-22 | Rep | Dealing in securities | 2013-08-26 | 2014-08-22 |
| 4 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2003-08-14 | 2004-07-06 | Rep | Advising on securities | 2006-01-19 | 2013-11-06 |
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