Harada, Jun
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2007-03-27 | 2017-02-22 | Rep | Advising on securities | 2017-04-12 | 2017-04-19 | Rep | Advising on securities | 2017-10-13 | 2017-10-20 | Rep | Advising on securities | 2018-03-08 | 2018-03-16 | Rep | Advising on securities | 2018-06-19 | 2018-06-21 | Rep | Advising on securities | 2018-10-10 | 2018-10-16 | Rep | Advising on securities | 2019-03-14 | 2019-03-19 | Rep | Advising on securities | 2019-06-13 | 2019-06-18 | Rep | Advising on securities | 2019-10-11 | 2019-10-16 |
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