Nelson, Nicholas Scott (SFC:AXI169)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-06-01 | 2014-11-20 | Rep | Advising on securities | 2015-05-29 | 2015-06-10 | Rep | Advising on securities | 2017-02-24 | 2017-03-03 | Rep | Advising on securities | 2018-04-20 | 2018-04-26 | Rep | Advising on securities | 2019-03-15 | 2019-03-20 |
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