Lau, Hiu Wai (SFC:ALA867) 劉曉慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Argonaut Securities (Asia) Limited | Rep | Advising on securities | 2015-01-05 | 2017-10-31 | Rep | Dealing in securities | 2015-01-05 | 2020-06-26 | RO | Advising on securities | 2017-10-31 | 2020-06-26 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2021-06-24 | |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-12-29 | 2005-07-08 |
| 4 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2005-10-21 | 2009-02-06 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2005-08-03 | 2005-10-11 |
| 6 | Moliyo (Hong Kong) Limited | Rep | Advising on securities | 2004-09-02 | 2005-03-31 |
| 7 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2009-04-14 | 2010-03-24 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2010-04-01 | 2014-09-10 |
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