Chan, Timothy William
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-12-14 | 2020-12-18 | Rep | Dealing in securities | 2010-01-07 | 2020-12-18 | RO | Dealing in futures contracts | 2020-12-18 | 2021-11-26 | RO | Dealing in securities | 2020-12-18 | 2021-11-26 |
| 2 | T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2009-05-12 | 2009-11-06 |
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