UBS SECURITIES ASIA LIMITED

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2003
Role From Until
1 Anderson, Jonathan Gentile M Rep 2003-05-30 2012-03-08
2 Anderson, Michael James (SFC:ABX611) M Rep 2006-07-01
3 Au, Eva Sin Yee 區善宜 F Rep 2003-09-08 2008-10-04
4 Aw, Michael Soon Beng 胡順炳 28 M Rep 2003-06-25
5 Barker, Angus Jack Rutherford M Rep 2003-05-06 2003-07-03
6 Basham, Caroline Charlotte F Rep 2004-08-17
7 Baur, Markus Peter M Rep 2003-06-25
8 Beniwal, Saurabh Rep 2003-06-25
9 Beshke, Clarence John M RO 2010-10-15
10 Bibby, Nicholas Paley M Rep 2003-05-30
11 Blackburn, Andrew James (SFC:AJE473) M Rep 2003-09-29 2003-12-10
12 Boland, Frank Joseph M Rep 2003-04-23
13 Bradshaw, John (SFC:AHC328) M Rep 2012-03-29
14 Brown, Marcus William Ross M Rep 2003-06-25
15 Burnett, Peter William (SFC:ADX522) M RO 2003-06-25
16 Chan Yeung, Virginia Mo Bik 陳楊慕碧 Rep 2006-05-26
17 Chan, Amy Yuen Han 陳婉嫻 F Rep 2008-08-28
18 Chan, Andy Kok Heng Rep 2010-05-20
19 Chan, Mark Man Wai 陳孟為 M Rep 2003-04-09
20 Chan, Raymond Yiu Yue 陳耀宇 M Rep 2003-06-25
21 Chan, Vincent Cheong Wa 陳昌華 M Rep 2004-04-29
22 Chan, Winnie (SFC:AFD453) 陳韻妮 F Rep 2003-06-25
23 Chang, Walter 陳華德 M Rep 2004-04-21
24 Chee, Choon Wee 朱俊偉 Rep 2003-06-25
25 Chee, Yuen Leng 朱宛玲 Rep 2004-02-01
26 Chen, Xiao (SFC:AHD966) 陳霄 Rep 2003-06-25
27 Chenaux-Repond, Lorenz Michael M Rep 2003-06-25
28 Cheng, James Vincent M Rep 2004-04-29
29 Cheng, Jimmy Min Tat 鄭勉達 M RO 2005-05-20
30 Cheng, Stephen Kwok Wai 鄭國偉 34 M Rep 2005-04-27
31 Cheung, Ka Che 張家熾 Rep 2005-07-05
32 Cheung, Ronald Yat Sau 張逸修 M Rep 2016-07-19
33 Chew, Jason Chiat Tsen 周傑昇 M Rep 2003-06-25
34 Chia, Tse Ern Rep 2004-03-26
35 Chik, Kin Nang 戚健能 Rep 2008-03-15
36 Chin, David Hung I 金弘毅 35 M RO 2004-07-01
37 Chin, Michael Jaewuk M Rep 2006-09-04
38 Chin, Sara Taechung F Rep 2003-06-25
39 Chiu, Leo Yu Yuk 趙汝昱 M Rep 2003-06-25
40 Chiu, Yuk Ha Rep 2003-08-19 2007-03-01
41 Chong, Kian Shing 張建成 Rep 2003-06-25
42 Chow, Siu Han 周笑嫻 Rep 2003-06-25
43 Chu, Danny Wai Kit 朱偉傑 Rep 2006-09-02
44 Chu, Pierre Wang Chung 朱宏中 M Rep 2003-06-25
45 Chung, Melanie Man Ki 鍾文琦 F Rep 2003-06-25
46 Chung, Rex Richard Kyuchang M Rep 2003-06-25
47 Chung, Suk Moon 鄭碩紋 Rep 2004-06-03
48 Cin, Chang Sik Rep 2018-12-29
49 Clifford, Timothy Edward M Rep 2004-08-07
50 Coffeng, John Martinus (SFC:ADJ820) M Rep 2010-09-06
51 Combalot, Laurent Benoit Georges M Rep 2009-05-06
52 Cox, Carrie Bigelow F Rep 2004-04-15
53 Debow, Sean Herbert 狄寶生 M Rep 2005-03-02
54 Ding, Yibing 丁一賓 Rep 2004-07-01
55 Dong, William Chen M Rep 2003-05-09 2004-02-24
56 Dowie, Mark Peter Louden 42 M RO 2004-04-01
57 Easterbrook, Trevor Stephen M Rep 2004-02-23
58 Fang, Dongming 房東明 Rep 2007-12-08
59 Fang, Sean Sung Ho 方頌和 35 M Rep 2003-06-25
60 Fisher, Jocelyn Howard M Rep 2004-03-15
61 Fok, Glenn 霍經麟 46 M Rep 2003-06-25
62 Fok, Ronald King Man 霍敬文 26 M Rep 2018-05-04
63 Gaiser, Florian Rep 2004-05-17
64 Gaw, Christina 吳燕安 31 F Rep 2008-06-14
65 Ghag, Arvinderpal Rep 2004-04-27
66 Gooding, Nial Dennis Henry 劉國誠 44 M Rep 2010-03-19
67 Gu, Huaiyu 谷懷雨 Rep 2003-06-25
68 He, Di 何迪 55 M Rep 2003-06-25
69 Henley, Robert Alexander M Rep 2006-04-01
70 Ho, Beatrice Lap Sze 何立思 F Rep 2004-04-23
71 Ho, Diana Pui Kwan 何佩君 F Rep 2011-10-18
72 Ho, Kwok Chung (SFC:AAB905) 何國仲 Rep 2008-05-07
73 Ho, Stanley Yaun 何仁 M Rep 2003-06-25
74 Ho, Tat Shing 何達成 Rep 2003-08-21
75 Ho, Tsz Leung 何子樑 Rep 2003-09-02 2018-06-05
76 Ho, William Wai Yin 何偉賢 M Rep 2004-04-14
77 Ho, Yuk (SFC:AJC804) 何旭 Rep 2003-08-06 2006-03-03
78 Holland, John Michael Morgan 40 M RO 2003-11-11
79 Hoong, Chris Cheong Thard 孔祥達 35 M Rep 2003-05-15
80 Hosie, Neil Cameron M Rep 2004-05-28
81 Houssian, Iven Rep 2004-07-06
82 Hsu, Karen Chia Lin 徐嘉琳 F Rep 2004-02-23
83 Hu, Joy Lan Ya 胡嵐雅 Rep 2003-09-30 2009-04-15
84 Hui, Alice Suk Fong 許淑芳 F Rep 2007-01-25
85 Hung, Gary Lok Ming 熊洛銘 M Rep 2006-03-04
86 Hunt, Christopher James Andrews M Rep 2011-07-27
87 Jackamo Ii, Thomas Joseph M Rep 2003-06-25
88 Jacobson, John Brennan M Rep 2003-09-02
RO 2003-09-02 2006-04-03
89 Jeong, Joseph Chu M Rep 2003-07-29
90 Jiang, Shan (SFC:AGE826) 姜山 32 M Rep 2003-06-25
91 Johnson, Pekka David (SFC:ADL598) M Rep 2005-03-21
92 Johnston, Richard William M Rep 2004-04-14
93 Kandiah, Sutharshan Rep 2003-06-25
94 Kang, Minja Rep 2004-02-02
95 Khoo, Chiew Cheng 邱秋清 Rep 2006-04-21
96 Kim, Su Mi (SFC:AEW312) 金秀美 Rep 2003-06-25
97 Kim, Susan Eun F Rep 2008-05-07
98 Kuan, Shu Shin 關素馨 Rep 2004-03-12
99 Kwan, Sing Yuen 關承遠 Rep
100 Kwik, Claudia Hwee Kim F Rep 2003-06-25
101 Lai, Paul Wai Tsun 賴維津 M Rep 2004-07-01
102 Lai, Wing Yi 黎詠儀 Rep 2003-05-30
103 Lam, Franklin Fan Keung 林奮強 43 M Rep 2005-04-27
104 Lam, Hu Yang 林曉陽 Rep 2006-09-16
105 Lam, Mo Yee 林慕怡 Rep 2003-06-25
106 Lam, Vanessa Yuk Yee 林玉儀 F Rep 2006-08-26
107 Lau, Marcus Chi Chiu 劉志超 M Rep 2006-06-08
108 Lau, Patricia Yan Ki 劉恩琪 24 F Rep 2003-06-25
109 Law, Wendy Wing Chi 羅穎芝 F Rep 2005-06-13
110 Lee, Chris C Rep 2003-07-29
111 Lee, Christopher Fai Man 李輝敏 37 M Rep 2010-03-22
112 Lee, Gene Jin-Won Rep 2003-06-25
113 Lee, Hyun Jae (SFC:AHN694) 李賢宰 Rep 2007-04-19
114 Lee, James (SFC:AHW505) M Rep 2003-06-25
115 Lee, Simon Chun Kit 李俊傑 27 M Rep 2009-04-22
116 Lee, Won Jong Rep 2010-07-05
117 Leong, Vui Ling 梁偉靈 Rep 2006-03-01
118 Lepper, David Anthony (SFC:AGJ984) M Rep 2008-07-16
119 Leung, Derek Yuk Lun 梁旭麟 M Rep 2003-06-25
120 Leung, Mary Ka Yan 梁家恩 F Rep 2003-06-25
121 Liew, Yew Wah Rep 2004-04-28
122 Lim, Bryan Patrick Hong Chin M Rep 2003-06-25
123 Lim, Meng Phong 林明鳳 Rep 2017-06-28
124 Look, Andrew 陸東 38 M Rep 2007-07-05
125 Louie, Paul Kwok Yi 雷國怡 M Rep 2005-07-19
126 Lu, Edmund Lingjian 盧淩堅 M Rep 2005-03-29
127 Lu, Jia (SFC:AJD748) 路嘉 Rep 2003-09-16 2003-10-17
128 Luk, Terence (SFC:AGI503) 陸凱賢 M Rep 2006-01-28
129 Ma, Kwun Yea 馬君意 Rep 2006-02-28
130 Mackinnon, Charles Harold Hugh M Rep 2003-04-10
131 McLennan, Ian Richard James 38 M Rep 2004-01-02
132 McQueen, Lee Michael M Rep 2004-01-09
133 Melwani, Rajesh Ramesh (SFC:AEU252) M Rep 2010-01-26
134 Mizoguchi, Hironori Rep 2004-03-12
135 Mou, Newman Siu Bun 繆肇彬 Rep 2006-06-15
136 Mukhopadhyay, Ajinkya Rep 2003-06-25
137 Ng, Diana Tze Chiew 黃紫秋 F Rep 2004-10-20
138 Ng, Hooi Chong 黃慧聰 35 M Rep 2003-04-30
139 Norris, Richard (SFC:AHG719) M Rep 2004-05-18
140 Oertli, Michael M RO 2004-04-22
141 Ollerenshaw, Simon Gerald M Rep 2003-06-25
142 Orgill, Bradley Wayne M RO 2005-03-24
143 Pang, Kenneth Kwok Kit 彭國傑 M Rep 2009-04-08
144 Park, Min Rep 2004-07-29
145 Parthasarathy, Raja Rep 2003-06-25
146 Patel, Jinesh Kiran Rep 2006-06-24
147 Pecot III, Charles Matthew 43 M Rep 2005-04-27
148 Pfatteicher, Peter Alexander M Rep 2003-05-02
149 Pickstone, Julian Charles (SFC:AFT961) M Rep 2007-09-03
150 Png, Chin Yee Rep 2003-06-25
151 Po, Alice Wai Sze 保慧思 F Rep 2005-08-18
152 Poon, Ada Ho Yan 潘可欣 F Rep 2004-07-01
153 Poon, Jenny 潘珍妮 F Rep 2003-05-24
154 Poon, Ming Pui 潘明培 M RO 2005-03-30
155 Price, Edmund Hugh Owain 34 M Rep 2003-06-25
156 Qiu, Ruofei 邱若非 Rep 2003-06-25
157 Rabinowitz, David M Rep 2010-09-06
158 Raha, Arup Rep 2003-04-11
159 Ramanathan, Badrinath Rep 2003-06-25
160 Rankin, Robert John 40 M Rep 2003-06-25
161 Redbourn, Paul Robert (SFC:AFQ906) M Rep 2010-10-15
162 Robertson, James Hewitt M Rep 2003-04-30
163 Robertson, Simon Montague M Rep 2010-04-09
164 Rogers, Simon Andrew M Rep 2003-09-05
165 Ross, Timothy Wakefield M Rep 2005-05-03
166 Roth, Gunther James M Rep 2003-06-25
167 Sanchez, Marlon Mikhail M Rep 2006-05-16
168 Saunders, Scott Antony M RO 2005-05-20
169 Saxvik, Eric Bradley M Rep 2012-04-13
170 Shah, Dimple (SFC:AIC117) Rep 2003-04-30
171 Shieh, Ingrid Rep 2004-04-29
172 Sim, Colin Ching Wern M Rep 2007-06-14
173 Sinclair, Andrew Mark (SFC:AGP545) M Rep 2004-04-18
174 Siu, Madeline Kor Man 蕭可敏 F Rep 2003-06-25
175 Smith, Michael Thomas (SFC:AGL937) M Rep 2003-06-25
176 Sohn, Bill Eun-Seok M Rep 2007-01-23
177 Spence, James Barclay M Rep 2004-04-02
178 Stutsman, Andrea Jean F Rep 2006-05-01
179 Suen, Benny Hung Kit 孫雄傑 M Rep 2009-04-22
180 Sum, Hing Man 岑慶文 Rep 2014-04-11
181 Sun, Lucy Shin Su 孫心樹 F Rep 2003-05-15 2005-06-15
182 Sun, Steven John 孫常勝 46 M Rep 2003-06-25
183 Tan, Lien Seng Rep 2005-03-21
184 Tan, Nicholas Chye Seng 30 M Rep 2004-05-31
185 Tan, Yew Boon 陳友文 Rep 2004-05-04
186 Tay, Marcus Noel Chien Pheng M Rep 2003-06-25
187 Taylor, Christopher Michael (SFC:AEC940) M Rep 2003-04-15
188 Teh, Kihui Rep 2003-06-25
189 Thomas, Rebecca Judith F Rep 2004-05-13
190 Tinker, Dylan Carlo 35 M Rep 2005-04-11
191 Tse, Jaff Ka Wai 謝家威 Rep 2003-04-10
192 Tse, Shirley Sze Wan 謝詩韻 F Rep 2009-11-30
193 Tsui, Charles King 徐勁 M Rep 2003-11-04
194 Villanueva, Bryan Uy 蘇龍 M Rep 2003-06-25
195 Volet, Raphael M Rep 2004-04-02
196 Wadle, John Allen M Rep 2009-04-07
197 Wan, Li (SFC:AHD514) 萬里 Rep 2004-03-08
198 Wan, Ming Sun 尹明山 30 M Rep 2004-02-26
199 Wang, Ren (SFC:AIB127) 汪韌 31 M Rep 2003-06-25
200 Ward, Rodney Gordon 賀利華 59 M RO 2003-06-25
201 Wee, Liang Sin Rep 2003-05-30
202 Wei, Amy Mei 魏薇 F Rep 2003-06-25
203 West, Colin Thomas M RO 2003-06-25
204 Williams, Mark Fraser M Rep 2003-06-25
205 Williams, Sian Elizabeth (SFC:ADT132) F Rep 2004-05-28
206 Wong, Constance 黃子欣 F Rep 2008-05-24
207 Wong, Eric Chun Yu 王震宇 M Rep 2011-03-10
208 Wong, Jenny Chieh Lu 王潔如 F Rep 2006-06-17
209 Wong, Kenneth Hong Kit 黃匡傑 M Rep 2003-06-25
210 Wong, Ronald Kwok Kit 黃國傑 M Rep 2003-06-18
211 Wong, Steven Siu Kee 黃紹基 M Rep 2003-06-25
212 Wooldridge, Duncan Samuel M Rep 2003-06-27 2017-06-10
213 Wu, Chi Wai (SFC:AIQ683) 胡志威 Rep 2011-10-24
214 Wu, James Yun M Rep 2009-05-13
215 Wu, Samuel Shung Shan 鄔崇山 M Rep 2003-06-25
216 Xiao, Qing (SFC:AFE509) 肖清 Rep 2003-06-25
217 Yang, Heidi Hoi Ti 楊凱蒂 33 F Rep 2003-05-09 2004-07-06
218 Yang, Kai (SFC:ADW509) 楊凱 Rep 2004-07-01
219 Yang, Yaqi 楊亞琦 Rep 2003-06-25
220 Yip, Shuk Ling 葉淑玲 Rep 2009-12-03
221 Yoon, Benjamin Hyung M Rep 2003-04-16
222 Yoon, Chi Won Rep 2003-09-15
RO 2003-09-15 2005-06-09
223 Yu, Jason Wah Chiu 余華超 M RO 2005-03-24
224 Yu, Kok Leung 余國良 Rep 2006-03-12
225 Yu, Ming Lai 余明麗 Rep 2003-06-02
226 Yuen, Nicole Shuk Kam 袁淑琴 41 F RO 2005-03-24
227 Yung, Tak Man (SFC:AHK660) 翁德敏 Rep 2014-06-10
228 Zhang, Joe Hua Qiao 張化橋 40 M Rep 2006-03-23
229 Zhang, Ning (SFC:AGD246) 張宁 35 M Rep 2004-03-11
230 Zhu, Lei (SFC:AIU660) 朱雷 M Rep 2003-05-21 2003-07-03
231 Zhu, Wenqian (SFC:AHD643) 朱文倩 Rep 2003-06-25

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