BlackRock (Hong Kong) Limited (d2017-01-20) 貝萊德(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	Role	From	Until
1	Agarwal, Vishal (SFC:AQM860)		M	Rep	2011-07-21	2014-12-31
2	Aoyama, Yoshihiko			Rep	2012-07-11	2014-12-31
3	Brady, Mark Joseph		M	Rep	2010-03-30	2014-12-31
4	Brailey, Simon Geoffrey		M	Rep	2011-06-28	2013-08-05
5	Cai, Yu (SFC:AUW213) 蔡玉			Rep	2012-10-19	2014-12-31
6	Cameron, Bryan Kenneth		M	Rep	2013-02-19	2014-11-23
7	Carreon, Rowena Tan			Rep	2011-08-09	2014-12-31
8	Chan, Alexander Kin Yung 陳健勇		M	Rep	2011-04-20	2014-12-31
9	Chan, Anthony (SFC:AOW801) 陳團團		M	Rep	2010-02-17	2013-06-01
10	Chan, Chi Man (SFC:AVA790) 陳志雯			Rep	2010-04-29	2014-02-14
11	Chan, Clarence Choon Wei		M	Rep	2010-09-21	2013-11-07
12	Chan, Kin Wai (SFC:AVD399) 陳健威			Rep	2010-05-10	2013-06-29
13	Chan, Tsz Kwan (SFC:APF801) 陳芷筠			Rep	2010-11-11	2014-12-31
14	Chan, Wei See 陳瑋思			Rep	2008-10-29	2014-12-31
15	Chan, Wing Hei (SFC:BAB043) 陳永熙			Rep	2012-08-14	2014-12-31
16	Chang, Lin Yun 張凌雲			Rep	2012-11-01	2013-11-02
17	Chau, Ching Ha 周靜霞			Rep	2010-08-12	2014-12-31
18	Chen, Lisa Yi-Chun 陳怡君		F	Rep	2012-04-20	2014-05-17
19	Chen, Walter Ka Yip 陳嘉業		M	Rep	2012-11-15	2014-12-31
20	Cheung, Clarice Bonita 張岸澄			Rep	2011-06-23	2014-03-07
21	Cheung, Vincent Chee Him 張子謙		M	Rep	2011-02-25	2014-12-31
22	Chi, Christa 齊薇			Rep	2012-08-03	2013-05-16
23	Choegyal, Rinchen Harry Charles 孔力			Rep	2012-09-17	2014-12-31
24	Choi, Janice Su Yun 蔡絮因		F	Rep	2008-08-13	2013-07-13
25	Chow, Wai Kwong 周偉光			Rep	2006-10-03	2014-12-31
26	Chow, Wing To 周穎淘			Rep	2011-01-11	2014-05-24
27	Chow, Yick Ky 周奕騏			Rep	2013-01-28	2014-06-19
28	Chuah, Hong Leng 蔡鴻齡			Rep	2011-05-13	2014-06-05
29	Colvin, Matthew Hunter Richter		M	Rep	2011-07-06	2014-12-31
30	Crabb, Joshua Blaise		M	Rep	2007-09-14	2014-07-02
31	Desmidt, Marc Bovell Paul	48	M	RO	2010-11-04	2014-12-31
32	Dong, Mei 董梅			Rep	2010-03-25	2014-12-31
33	Fok, Ho Wah 霍浩華			Rep	2010-08-04	2014-12-31
34	Fung, Chor Wai 馮楚惠			Rep	2010-08-12	2014-03-07
35	Fung, Paak Khui 馮百駒			Rep	2007-11-16	2013-11-27
36	Garland, Benjamin Howard		M	Rep	2010-04-23	2014-12-31
37	Gondard, Gabriel Robert		M	Rep	2011-09-30	2014-12-31
38	Good, Nicholas Michael Whateley		M	RO	2010-05-20	2014-01-30
39	Hardy, Kevin Shane Lee		M	RO	2013-01-22	2014-12-31
40	Ho, Holly Yuen Kiu 何宛翹		F	Rep	2011-05-12	2014-06-21
41	Hsia, Colleen Chia 夏嘉敏			Rep	2010-08-17	2014-12-31
42	Hsieh, Jenny Yee-Sun 謝宜珊		F	Rep	2011-10-24	2014-12-31
43	Hsieh, Tiffany 謝宛芝		F	Rep	2010-03-23	2014-12-31
44	Hsu, David Ka Leung 許嘉良		M	Rep	2011-06-23	2014-12-31
45	Hu, Mei (SFC:AXV217) 胡玫			Rep	2012-09-07	2013-06-16
46	Hull, Stephen Beattie		M	Rep	2012-02-23	2014-12-31
47	Ji, Bing (SFC:AFY976) 紀冰			Rep	2008-05-28	2014-12-31
48	Kaiser, Stefan			Rep	2012-06-07	2014-12-31
49	Kao, Cheng-hui 高正輝			Rep	2010-01-18	2014-12-31
50	Kautzky, Christina Marie (SFC:AXT655)		F	Rep	2011-08-08	2014-12-31
51	Kim, Joel			Rep	2011-11-28	2014-12-31
52	Kim, Sam Yong Sang			Rep	2012-08-16	2013-12-19
53	Kuroda, Masao			Rep	2012-09-12	2013-07-13
54	Kwan, Chui Ting Phoebe 關翠婷			Rep	2013-01-17	2014-12-31
55	Kwok, Man Sin 郭文倩			Rep	2011-11-09	2014-12-31
56	Kwok, Rowena Yin Ting 郭燕婷		F	Rep	2012-09-24	2014-12-31
57	Kwon, Haejo 權慧祚			Rep	2012-05-08	2014-12-31
58	Lai, Jenny Sin Wan 賴倩雲		F	Rep	2012-10-04	2013-03-20
59	Lam, Chi Kwan (SFC:AGA429) 林志坤			Rep	2009-02-02	2014-01-06
60	Lam, Elaine Yuen Ling 林宛玲		F	Rep	2008-05-07	2014-08-06
61	Lam, Kelly Kar Yee 林嘉儀		F	Rep	2007-07-17	2014-12-31
62	Lapidous, Dmitri			Rep	2012-08-15	2014-07-26
63	Lee, Alfred Lap Tak 李立德		M	Rep	2010-02-03	2014-12-31
64	Lee, Christopher Shawn		M	Rep	2010-12-02	2014-10-10
65	Lee, Deborah Wai Chung 李慧中		F	Rep	2010-05-06	2013-12-13
66	Lee, Fanny Yuk Lai 李玉麗		F	Rep	2011-07-12	2014-12-31
67	Lee, Julia Siu Lie 李紹莉		F	Rep	2013-01-17	2014-12-31
68	Lee, Wai Lun (SFC:APA626) 李偉倫			Rep	2007-07-23	2014-12-31
69	Lenton, James Christopher		M	Rep	2012-04-10	2014-12-31
70	Leung, Alethea Chi Wing 梁之穎		F	Rep	2009-08-10	2014-12-31
71	Leung, Boe Yu Bonnie 梁葆瑜			Rep	2012-06-20	2014-12-31
72	Leung, Shirley Jane		F	RO	2010-04-28	2014-12-31
73	Lo, Kathleen Oikay 盧藹琪		F	Rep	2011-09-05	2013-06-29
74	Lou, Chung-Yueh 樓中岳			Rep	2013-01-02	2014-03-07
75	Lu, Stuart Bing Chuen 盧秉泉		M	Rep	2013-01-18	2014-12-31
76	Lu, Yan (SFC:AYQ821) 路妍			Rep	2013-01-18	2013-05-10
77	Luk, Chee Wing Wing Vanessa 陸之穎			Rep	2013-02-25	2014-12-31
78	Ma, Chrisie Wai Sze 馬慧詩			Rep	2011-07-12	2013-10-25
79	Martisek, Peter		M	Rep	2012-09-07	2014-12-31
80	Mason, Grant Maurice		M	Rep	2012-11-28	2014-12-31
81	McCombe, Mark Seumas 馬凱博	47	M	RO	2012-01-17	2014-12-31
82	Mironenko, Aleksey			Rep	2013-02-07	2014-12-31
83	Mui, Ho Fung 梅浩鋒			Rep	2013-01-03	2014-12-31
84	Ning, Jing (SFC:APB398) 宁靜			Rep	2008-02-25	2013-07-20
85	Pacini, Joseph Metcalfe		M	Rep	2012-03-14	2014-09-02
86	Park, Jung Mi 朴貞美			Rep	2010-12-16	2013-06-10
87	Pelant, Heather Leigh			Rep	2012-09-20	2014-06-14
88	Plumberg, Kevin Kelii		M	Rep	2012-10-03	2013-05-01
89	Pun, Marcella Yun Mei 潘恩美			Rep	2011-02-24	2014-12-31
90	Pun, Winnie Wing Nin 潘詠年		F	RO	2006-09-30	2014-12-31
91	Roberts, Matthew Charles		M	Rep	2013-01-16	2014-12-31
92	Rodrigues, Mark William		M	Rep	2011-09-12	2014-03-14
93	Sham, Hans Ho Lun 沈浩崘		M	Rep	2010-03-24	2014-12-31
94	Shen, Han-Yu 沈涵宇			Rep	2012-06-26	2014-12-31
95	Shen, Wenting 沈文婷			Rep	2010-11-24	2014-12-31
96	Shen, Yiqian 沈亦潜			Rep	2010-02-17	2014-05-10
97	Singh, Suresh Kumar (SFC:AXY243)		M	Rep	2011-08-29	2014-12-31
98	Song, Frank		M	Rep	2011-06-09	2014-12-31
99	Su, Wen (SFC:ATO953) 蘇文			Rep	2012-08-03	2014-07-12
100	Sung, Chang Hwan 成昌桓			Rep	2010-11-25	2014-03-06
101	Swan, Andrew Warren		M	RO	2012-01-04	2014-12-31
102	Swift, Anthony Nicholas		M	Rep	2010-11-16	2014-12-31
103	Ting, Kathleen 丁嘉盈		F	Rep	2012-06-06	2014-12-31
104	Tran, Michelle Kate		F	Rep	2012-12-04	2014-10-03
105	Tsang, Tsz Wun (SFC:ALT749) 曾芷媛			Rep	2013-02-05	2014-12-31
106	Tsui, Erwin Wai Hin 徐尉軒		M	Rep	2012-06-19	2014-06-14
107	Tu, Chao Hsiang 凃朝翔			Rep	2009-10-29	2014-12-31
108	Wang, Leiyan 王磊燕			Rep	2013-01-02	2013-03-20
109	Weatherston, Alan Robert		M	Rep	2010-12-30	2014-01-09
110	Welch, Lionel Peter Howard		M	Rep	2012-02-22	2014-05-29
111	Weller, Neil Thomas		M	Rep	2011-04-20	2013-09-01
112	Wells, Steven Peter		M	Rep	2011-01-27	2014-12-31
113	Whiitlock, Christopher Peter		M	Rep	2011-08-17	2014-07-02
114	Wong, Mau Ying 黃繆贏			Rep	2011-05-09	2014-12-31
115	Yanagihara, Jason Chikara		M	Rep	2012-07-11	2014-12-18
116	Yang, Clarence		M	Rep	2011-01-04	2014-12-31
117	Yang, Yan (SFC:BAT860) 楊彥			Rep	2013-01-16	2014-12-31
118	Yang, Zhan (SFC:AXR824) 楊戰			Rep	2012-09-10	2014-12-31
119	Yao, Angelina See Mun 姚思敏		F	Rep	2010-04-14	2014-06-24
120	Yau, Siu Fung 游少鳳			Rep	2012-01-04	2014-12-31
121	Yilmaz, Erkan (SFC:ARB827)			Rep	2010-08-30	2014-12-31
122	Ying, Dan Yung 應丹蓉			Rep	2011-03-08	2014-12-31
123	Yu, Paul Bo 于博		M	Rep	2011-08-10	2014-12-31
124	Yuen, Curtis Chun Yiu 袁焌耀		M	Rep	2011-05-25	2014-12-31
125	Yung, Johnnie Ka Sing 翁嘉升		M	Rep	2010-07-15	2014-12-31
126	Zhang, Yuqing (SFC:BAB872) 張宇青			Rep	2012-08-22	2014-12-31
127	Zhao, Chenxi (SFC:AZJ511) 趙晨希			Rep	2012-04-27	2014-12-31
128	Zhao, Wei Peng 趙偉鵬			Rep	2011-04-19	2014-12-31
129	Zhu, Sandy Yang			Rep	2012-08-13	2013-08-05

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