SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 申萬宏源證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2020 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Au, Cheuk Fan 區焯凡 | Rep | 2004-05-28 | 2023-12-29 | ||
| 2 | Au, Hoi Tin 區愷鈿 | Rep | 2018-06-14 | 2024-01-31 | ||
| 3 | Cao, Yingting 曹穎婷 | Rep | 2015-03-16 | |||
| 4 | Chan, Ben Shek Bun 陳錫濱 | M | Rep | 2009-09-03 | 2022-05-10 | |
| 5 | Chan, Benny Wing Leong 陳永亮 | M | Rep | 2010-08-12 | ||
| 6 | Chan, Cecil 陳思豪 | M | Rep | 2004-01-21 | 2023-09-25 | |
| 7 | Chan, Dominic Tor Ming 陳多明 | M | Rep | |||
| 8 | Chan, George Lung Cheung 陳龍翔 | M | Rep | 2017-06-28 | 2021-08-11 | |
| 9 | Chan, Ho Ming (SFC:ATS071) 陳鎬明 | Rep | 2020-08-07 | 2022-07-31 | ||
| 10 | Chan, Joanna Ngar Yin 陳雅妍 | F | Rep | |||
| 11 | Chan, Ka Keung (SFC:ATY954) 陳家強 | Rep | 2009-11-02 | 2022-11-11 | ||
| 12 | Chan, Ka Lok (SFC:ABT082) 陳家樂 | Rep | 2008-01-23 | 2023-08-31 | ||
| 13 | Chan, King (SFC:AXH382) 陳競 | Rep | 2020-03-12 | 2022-06-13 | ||
| 14 | Chan, Kui Hung 陳鉅洪 | Rep | 2006-06-21 | |||
| 15 | Chan, Maggie Po Ling 陳寶玲 | F | Rep | 2013-08-08 | ||
| 16 | Chan, Man Yim (SFC:AAZ270) 陳文艷 | Rep | ||||
| 17 | Chan, Patrick Yu Sum 陳裕森 | Rep | 2020-02-18 | 2023-10-10 | ||
| 18 | Chan, Ping Kwan 陳秉鈞 | Rep | 2020-12-02 | 2023-04-28 | ||
| 19 | Chan, Sau Mei (SFC:ADA700) 陳秀美 | Rep | 2005-09-26 | |||
| 20 | Chan, Sheung Pun 陳尚斌 | Rep | ||||
| 21 | Chan, Suk Ching (SFC:AGO750) 陳淑貞 | Rep | ||||
| 22 | Chan, Wei Kwun 陳維鈞 | Rep | 2020-09-17 | |||
| 23 | Chan, Yuet Ngor (SFC:AAF715) 陳月娥 | F | Rep | |||
| 24 | Chang, Chiung-Wen 張瓊文 | Rep | 2018-08-14 | 2021-08-28 | ||
| 25 | Chang, Hui Miao 張輝苗 | Rep | 2019-11-12 | |||
| 26 | Chau, Thomas Ching On 周靖安 | Rep | 2009-02-03 | |||
| 27 | Chen, Shih Chieh 陳世傑 | Rep | 2012-01-26 | |||
| 28 | Chen, Xi (SFC:BDA727) 陳曦 | Rep | 2018-08-27 | |||
| 29 | Cheng, Hoi Wa 鄭凱華 | Rep | 2008-08-12 | 2021-08-05 | ||
| 30 | Cheng, Siu Wing 鄭少榮 | Rep | 2019-12-02 | 2021-11-27 | ||
| 31 | Cheng, Tak Choi 鄭德財 | Rep | 2020-12-15 | |||
| 32 | Cheng, Yu (SFC:AOB808) 程宇 | Rep | 2006-10-27 | |||
| 33 | Cheong, Chi To 莊志濤 | Rep | ||||
| 34 | Cheung, Kin Hang (SFC:ARA266) 張建恆 | Rep | 2019-02-08 | |||
| 35 | Cheung, Man Sang (SFC:ADW470) 張文生 | Rep | 2003-12-04 | |||
| 36 | Cheung, Thomas Hin Man 張憲民 | M | Rep | 2004-05-12 | ||
| 37 | Cheung, Ying Sum (SFC:ATP206) 張盈琛 | Rep | 2017-04-27 | 2022-11-13 | ||
| 38 | Chin, Siu Kuen 錢少娟 | Rep | 2022-03-31 | |||
| 39 | Chin, Stephen Cho Shun 錢藻信 | M | Rep | |||
| 40 | Chin, Yin Chong 錢燕莊 | Rep | 2014-09-24 | |||
| 41 | Ching, Wan 程云 | Rep | 2007-06-13 | |||
| 42 | Chiu, Ming (SFC:AFZ137) 趙明 | M | Rep | |||
| 43 | Chiu, Ronnie Yuk Fai 趙玉輝 | M | Rep | 2009-02-16 | 2023-12-29 | |
| 44 | Chiu, Yu Tung 趙汝東 | Rep | 2020-11-26 | 2023-03-31 | ||
| 45 | Choi, Che Kin (SFC:AEA835) 蔡志堅 | Rep | ||||
| 46 | Chow, Chee 周琦 | Rep | 2005-05-24 | |||
| 47 | Chow, Pui Shan 周佩珊 | Rep | 2010-12-13 | 2022-12-16 | ||
| 48 | Chu, Nelson Chun Ho 朱震濠 | M | Rep | 2020-09-24 | 2021-02-28 | |
| 49 | Dou, Ruirui 竇瑞瑞 | Rep | 2014-02-07 | |||
| 50 | Fang, Yanlai 方燕來 | Rep | 2014-03-31 | 2021-04-16 | ||
| 51 | Feng, Chaofeng 馮超峰 | Rep | 2020-05-27 | 2021-05-28 | ||
| 52 | Fong, Bik Fai 鄺碧輝 | Rep | 2006-12-12 | 2023-12-08 | ||
| 53 | Guo, Yanting 郭妍婷 | Rep | 2011-05-24 | |||
| 54 | Guo, Yujia (SFC:BPA439) 郭雨嘉 | Rep | 2020-11-10 | 2022-10-08 | ||
| 55 | Ha, James Ka Chun 夏家俊 | M | Rep | 2019-10-25 | ||
| 56 | Han, Changrun 韓昌潤 | Rep | 2013-09-17 | 2022-02-14 | ||
| 57 | Harrington-Jones, Robert David | M | Rep | 2014-05-30 | 2022-08-28 | |
| 58 | Ho, Chun Man (SFC:AVK567) 何振文 | Rep | 2010-08-20 | |||
| 59 | Ho, Chung Him (SFC:BGI415) 何松謙 | Rep | 2018-12-20 | 2021-05-31 | ||
| 60 | Ho, Kai Kin 何啟建 | Rep | 2007-09-19 | 2021-02-17 | ||
| 61 | Ho, Kwok Fai (SFC:ACS543) 何國輝 | Rep | 2011-10-11 | 2021-07-28 | ||
| 62 | Ho, Lai Shan (SFC:BQF885) | Rep | 2020-11-09 | 2021-01-06 | ||
| 63 | Ho, Ryan Kai Yan M. 何啟仁 | M | Rep | 2019-12-16 | 2024-02-29 | |
| 64 | Ho, Si Man 何詩敏 | Rep | ||||
| 65 | Hu, Zhaoling 胡昭玲 | Rep | 2013-07-30 | |||
| 66 | Hui, Ching (SFC:AEB938) 許征 | Rep | ||||
| 67 | Hui, Ka Chun (SFC:ATI612) 許家進 | M | Rep | 2020-02-18 | 2022-03-24 | |
| 68 | Hui, Kwai Fan 許桂芬 | Rep | 2016-03-21 | 2023-10-10 | ||
| 69 | Hung, Wan Man 洪韻雯 | Rep | 2020-08-07 | 2021-06-11 | ||
| 70 | Kang, Xing 康惺 | Rep | 2007-12-04 | |||
| 71 | Kung, Hak Keung 龔克強 | Rep | 2005-06-08 | |||
| 72 | Kuo, Mei Yin 郭美吟 | Rep | 2020-01-09 | 2023-09-08 | ||
| 73 | Kwai, Ida Yee Man 桂綺雯 | F | Rep | 2009-03-02 | ||
| 74 | Kwan, Aaron Kwok Ho 關國豪 | M | Rep | 2019-11-12 | ||
| 75 | Kwan, Freddie Wai Kuen 關偉權 | 57 | RO | 2004-03-26 | 2023-09-07 | |
| 76 | Kwan, Pik Ngan 關碧顏 | Rep | ||||
| 77 | Kwong, Yiu Man 鄺耀文 | Rep | 2023-07-27 | |||
| 78 | Lai, Cheong 黎昌 | Rep | ||||
| 79 | Lai, Christine Nga Sze 黎雅詩 | F | Rep | 2009-02-16 | ||
| 80 | Lai, Kai Wing 黎啟榮 | Rep | 2019-11-06 | |||
| 81 | Lai, King Wai 黎景威 | RO | 2017-03-08 | |||
| 82 | Lai, Sau Han 黎秀嫻 | Rep | 2010-09-09 | |||
| 83 | Lam, Chun Fat 林振發 | Rep | 2007-04-12 | |||
| 84 | Lam, Eric Tak Shing 林德成 | M | Rep | 2015-10-06 | ||
| 85 | Lam, Mau Kit 林茂傑 | Rep | 2020-04-06 | |||
| 86 | Lam, Pui Fun 林佩芬 | Rep | 2020-08-20 | 2022-03-14 | ||
| 87 | Lam, Ronald Shu Lok 林樹樂 | M | Rep | 2005-07-19 | ||
| 88 | Lam, Shing (SFC:AGW566) 林盛 | Rep | ||||
| 89 | Lam, Shun Tai 林順泰 | Rep | 2022-10-13 | |||
| 90 | Lau, Chui Man 劉翠敏 | Rep | 2022-10-31 | |||
| 91 | Lau, Dick Man (SFC:AGC688) 劉滌文 | M | Rep | 2005-07-29 | ||
| 92 | Law, Kwan Ying 羅群英 | Rep | 2012-01-10 | |||
| 93 | Lee, Alexander Kit Chiu 李潔釗 | M | Rep | |||
| 94 | Lee, Cheuk Ming (SFC:ABN674) 李卓明 | Rep | ||||
| 95 | Lee, Chi Sing 李志成 | Rep | 2019-11-12 | 2023-02-01 | ||
| 96 | Lee, Fong Kweng 李訪權 | Rep | 2024-03-27 | |||
| 97 | Lee, Owen Hoo Wan 李浩雲 | M | RO | 2020-02-04 | 2022-11-14 | |
| 98 | Lee, Wai Leung (SFC:AFU268) 李惠樑 | Rep | 2005-05-24 | |||
| 99 | Lee, Wun Mei 李煥美 | Rep | 2008-11-14 | |||
| 100 | Leung, Celia Ching Sum 梁清心 | F | Rep | 2005-06-02 | 2021-08-12 | |
| 101 | Leung, Chi On (SFC:AYA045) 梁志安 | Rep | 2012-03-14 | |||
| 102 | Leung, Chun Kin (SFC:BOJ546) 梁俊健 | RO | 2020-10-20 | 2023-01-16 | ||
| 103 | Leung, Chun Sau (SFC:AQD156) 梁俊修 | Rep | 2008-01-03 | |||
| 104 | Leung, Kwok Ming (SFC:AIZ701) 梁國明 | RO | 2020-01-15 | 2023-06-04 | ||
| 105 | Leung, Po Hung 梁寶紅 | Rep | 2019-10-14 | |||
| 106 | Leung, Siu Mui 梁少梅 | Rep | 2008-11-05 | |||
| 107 | Leung, Tak Chuen 梁德全 | Rep | 2022-07-03 | |||
| 108 | Leung, Wai Fong (SFC:AEQ416) 梁惠芳 | Rep | 2023-03-31 | |||
| 109 | Leung, Yun Kwai 梁潤貴 | Rep | 2008-03-13 | |||
| 110 | Li, Eric Kwong Chee 李廣志 | M | Rep | 2014-06-11 | ||
| 111 | Li, Jia You Leo 李珈佑 | M | RO | 2020-05-12 | 2023-10-13 | |
| 112 | Li, Lee Ming 李利明 | Rep | ||||
| 113 | Li, Muhan 李慕涵 | Rep | 2018-07-20 | 2021-05-30 | ||
| 114 | Li, Sean Chok Sun 李濯新 | 58 | M | RO | 2014-07-23 | 2023-04-03 |
| 115 | Li, Xinyi (SFC:BOH485) 李欣怡 | Rep | 2019-09-24 | 2021-10-12 | ||
| 116 | Li, Yang (SFC:BPD932) 李陽 | Rep | 2019-12-23 | 2022-08-27 | ||
| 117 | Lin, Xiao Tong 林小桐 | Rep | ||||
| 118 | Lin, Xiaoxiang 林曉翔 | Rep | 2020-05-27 | |||
| 119 | Ling, Wai Man 凌慧敏 | Rep | ||||
| 120 | Liu, Meng-Hsiung 劉孟雄 | M | RO | 2018-07-13 | 2023-04-03 | |
| 121 | Liu, Wai Hong 柳維翰 | Rep | 2003-12-01 | |||
| 122 | Liu, Yijun (SFC:BOQ791) 劉奕君 | Rep | 2019-08-05 | |||
| 123 | Liu, Yin (SFC:AUO116) 劉寅 | Rep | 2010-01-22 | |||
| 124 | Lo, Raymond Cheung Wai 盧章偉 | M | Rep | 2019-11-12 | ||
| 125 | Lo, Seraphina Man Yee 羅敏儀 | F | Rep | |||
| 126 | Lui, Sum Chuen 呂森銓 | Rep | ||||
| 127 | Luk, Anne Sze Man 陸思敏 | F | Rep | |||
| 128 | Ma, Hau Wing 馬孝榮 | Rep | ||||
| 129 | Ma, Suet Hung 馬雪鴻 | Rep | 2024-03-28 | |||
| 130 | Mak, Kit Ying (SFC:AEP598) 麥潔英 | Rep | 2007-09-04 | |||
| 131 | Mak, Wai Hung 麥偉鴻 | Rep | ||||
| 132 | Mok, King Fong 莫琼芳 | Rep | 2007-06-18 | 2023-09-25 | ||
| 133 | Ng, Kwok Kee (SFC:AAG224) 吳國基 | Rep | 2015-12-31 | |||
| 134 | Ng, Tak Wing 伍德榮 | Rep | 2023-12-29 | |||
| 135 | Ng, Tung Kun 吳東勤 | Rep | 2021-03-01 | |||
| 136 | Ni, Haidong 倪海東 | Rep | 2006-06-06 | 2024-01-31 | ||
| 137 | Pan, Ying (SFC:BEQ552) 潘瑩 | Rep | 2020-12-30 | 2021-06-28 | ||
| 138 | Pang, Marvin Wai Yuen 彭偉源 | M | RO | 2019-01-25 | 2021-11-25 | |
| 139 | Qiao, Lepeng 喬樂朋 | Rep | 2018-12-20 | |||
| 140 | Qin, Meng (SFC:BOP524) 秦夢 | Rep | 2019-07-31 | 2021-07-09 | ||
| 141 | Qiu, Yizhou (SFC:BJP012) 邱一舟 | RO | 2019-05-24 | 2021-06-12 | ||
| 142 | Ryu, Tantan | Rep | 2020-04-24 | |||
| 143 | Shen, Jian (SFC:AXC580) 沈堅 | Rep | 2011-05-24 | |||
| 144 | Shen, Xiayu 沈夏瑜 | Rep | 2019-06-06 | 2022-03-04 | ||
| 145 | Shuen, Barbara Lai Kuen 旋麗娟 | F | Rep | 2010-11-03 | ||
| 146 | Shum, Lai Na 沈麗娜 | Rep | 2007-05-02 | 2021-11-22 | ||
| 147 | Sit, Andrew Man Lung 薛文龍 | M | Rep | |||
| 148 | Sun, Lijun (SFC:ANM157) 孫丽君 | Rep | 2006-06-06 | |||
| 149 | Tang, Ho Chung 鄧浩驄 | Rep | 2004-07-15 | |||
| 150 | Tang, Wenwen 唐文聞 | Rep | 2006-04-03 | 2024-01-31 | ||
| 151 | Tang, Yuk Sum 鄧鈺琛 | Rep | 2005-05-25 | |||
| 152 | Tau, Ling Ling 竇玲玲 | F | Rep | 2006-03-16 | ||
| 153 | Tin, Mei (SFC:AEU431) 田薇 | Rep | 2013-12-17 | 2022-06-09 | ||
| 154 | To, Yung 杜勇 | Rep | 2006-08-08 | |||
| 155 | Tsang, Joanna Sik Mui 曾惜妹 | F | Rep | |||
| 156 | Tsang, Siu Wan 曾小雲 | Rep | 2009-04-01 | |||
| 157 | Tsang, Suet Mui 曾雪梅 | Rep | 2005-08-02 | |||
| 158 | Tse, Yung 謝勇 | Rep | 2008-04-03 | |||
| 159 | Tsoi, Mei Fong 蔡美芳 | Rep | 2007-11-05 | |||
| 160 | Tsui, Chiu Man 徐昭文 | Rep | 2008-03-04 | 2023-12-29 | ||
| 161 | Tsui, Ivan Chi Wai 徐志偉 | M | RO | 2020-05-22 | 2023-09-12 | |
| 162 | Tsui, Lucy Hung 徐虹 | F | Rep | |||
| 163 | Wang, Ka Wang 張家宏 | Rep | 2012-04-30 | 2023-01-31 | ||
| 164 | Weng, Andrew Yi Jiong 翁以炯 | M | Rep | |||
| 165 | Wong, Cheuk Ming 王卓明 | Rep | 2003-09-30 | 2023-05-31 | ||
| 166 | Wong, Chi Yik 黃熾奕 | Rep | 2023-12-29 | |||
| 167 | Wong, Chun Wing (SFC:AFS357) 黃俊榮 | Rep | 2005-05-06 | 2022-01-21 | ||
| 168 | Wong, Eric Chi Lok 黃智樂 | M | Rep | 2010-01-04 | ||
| 169 | Wong, Kai Cheung (SFC:AFG684) 黃啟祥 | Rep | 2005-05-18 | |||
| 170 | Wong, Lok Yin (SFC:BPJ851) 黃樂妍 | Rep | 2020-03-20 | 2023-09-01 | ||
| 171 | Wong, Mei Sze (SFC:ATY711) 王美斯 | Rep | 2020-05-12 | 2021-07-05 | ||
| 172 | Wong, San Kuen 王新娟 | Rep | 2007-10-31 | |||
| 173 | Wong, Siu Leung 黃紹良 | RO | 2019-12-04 | 2021-11-19 | ||
| 174 | Wong, Tiffany Mei Wah 黃美華 | F | Rep | 2020-02-24 | ||
| 175 | Wong, Tsin Man 王芊文 | Rep | 2006-07-31 | |||
| 176 | Wong, Wai Fun (SFC:APK768) 黃慧芬 | Rep | 2020-07-15 | |||
| 177 | Wong, Wai Sing (SFC:AWI330) 黃偉聲 | Rep | 2011-11-02 | 2023-12-29 | ||
| 178 | Wong, Yuen Chong Veronica 黃婉莊 | F | Rep | 2020-08-17 | ||
| 179 | Wu, Simon Kwok Wai 鄔國威 | M | Rep | 2005-08-02 | ||
| 180 | Wu, Sum 胡森 | Rep | 2007-09-19 | |||
| 181 | Xia, Mingrui 夏明睿 | RO | 2018-07-18 | |||
| 182 | Xiao, Liyun 肖莉韵 | Rep | 2015-11-03 | |||
| 183 | Xiao, Yao (SFC:BCH358) 肖遙 | Rep | 2013-12-06 | 2021-02-07 | ||
| 184 | Xu, Jing (SFC:BOW598) 徐晶 | Rep | 2019-10-14 | 2024-01-15 | ||
| 185 | Xu, Shiqi (SFC:BPG364) 徐詩琪 | Rep | 2020-01-09 | 2021-08-29 | ||
| 186 | Xu, Xingye 徐幸燁 | Rep | 2020-08-18 | 2021-06-14 | ||
| 187 | Yamamoto, Hideki 山本秀樹 | Rep | 2019-11-22 | 2022-08-26 | ||
| 188 | Yang, Han (SFC:BIX762) 阳焓 | Rep | 2020-08-27 | |||
| 189 | Yang, Mengchuan 楊孟川 | Rep | 2020-06-09 | 2021-05-25 | ||
| 190 | Yeung, Chun Ho (SFC:ACA543) 楊俊豪 | Rep | 2008-11-05 | 2023-09-25 | ||
| 191 | Yeung, Mandy Wai Han 楊慧嫻 | F | Rep | 2007-09-10 | ||
| 192 | Yeung, Po Yi 楊寶宜 | Rep | 2020-04-24 | |||
| 193 | Yeung, Wai Man (SFC:AFN632) 楊慧敏 | Rep | 2004-02-12 | |||
| 194 | Yeung, Yi Yam 楊宜鑫 | Rep | 2019-05-09 | 2024-03-08 | ||
| 195 | Yip, Chung Yin 葉頌賢 | Rep | 2005-09-09 | |||
| 196 | Yip, Kin 葉堅 | Rep | 2020-05-05 | |||
| 197 | Yiu, Cindy Lin Oi 姚蓮愛 | F | Rep | 2023-12-29 | ||
| 198 | Yiu, Man Ho 姚文浩 | Rep | 2016-07-08 | 2024-02-26 | ||
| 199 | Yu, Wai Hang 余偉恒 | Rep | 2009-02-16 | |||
| 200 | Yuen, Eddy Siu Keung 阮紹強 | M | Rep | 2009-02-03 | ||
| 201 | Yuen, Ka Fung 阮家鳳 | Rep | 2020-07-14 | |||
| 202 | Yuen, Ka Yan (SFC:BLR308) 袁嘉欣 | Rep | 2020-10-08 | 2023-10-03 | ||
| 203 | Yuen, Kwok Tung (SFC:AAC065) 袁國棟 | Rep | 2007-10-31 | 2023-08-31 | ||
| 204 | Zhang, Chi (SFC:AZX863) 張弛 | Rep | 2012-11-27 | 2023-06-30 | ||
| 205 | Zhang, Xing (SFC:BAC481) 張醒 | Rep | 2012-09-05 | |||
| 206 | Zheng, Yi (SFC:BNJ836) 鄭宜 | Rep | 2018-09-11 | 2021-08-15 | ||
| 207 | Zhou, Yang (SFC:BNF447) 周扬 | Rep | 2020-12-30 | 2022-02-11 |
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