MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Acar, Capan | Rep | 2004-07-06 | 2006-04-21 | ||
| 2 | Akaishi, Osamu | Rep | 2007-07-24 | 2012-02-03 | ||
| 3 | Antos, James R | M | Rep | 2009-10-12 | 2015-12-14 | |
| 4 | Arculli, Kim Melanie | F | Rep | 2010-11-16 | 2011-07-25 | |
| 5 | Arima, Einoshin 有馬榮乃進 | 35 | M | Rep | 2005-08-12 | 2006-08-31 |
| 6 | Armenio, John Paul | M | RO | 2009-07-10 | 2011-12-05 | |
| 7 | Atkinson, Neil David | M | Rep | 2010-07-22 | 2017-07-04 | |
| 8 | Awanohara, Naoko 栗野原名緒子 | Rep | 2010-11-02 | 2014-10-28 | ||
| 9 | Aymon, Patrick Andre | M | Rep | 2008-11-18 | 2009-04-06 | |
| 10 | Brooker, Anthony (SFC:AGK901) | M | Rep | 2008-11-25 | 2011-04-20 | |
| 11 | Calderwood, Christopher John Robertson | M | Rep | 2010-07-13 | 2010-11-24 | |
| RO | 2010-11-24 | 2012-06-22 | ||||
| 12 | Chan, Chai Mui 陳齊妹 | Rep | 2007-10-16 | 2007-12-14 | ||
| Rep | 2009-05-07 | 2010-02-18 | ||||
| 13 | Chan, Diana Choi Ming 陳彩明 | F | Rep | 2003-05-07 | 2003-10-14 | |
| 14 | Chan, Elgin Hiang Wei 曾憲偉 | Rep | 2010-06-23 | 2018-12-05 | ||
| 15 | Chan, Ivy King Yan 陳徑欣 | Rep | 2004-02-27 | |||
| 16 | Chan, Pedro Carlos Siu Lun 陳小倫 | M | Rep | 2010-10-25 | 2012-02-03 | |
| 17 | Chan, Shui King 陳瑞經 | Rep | 2010-08-27 | 2014-06-13 | ||
| 18 | Chan, Stephen Shek Kei 陳碩基 | M | Rep | 2006-09-15 | 2015-04-28 | |
| 19 | Chen, Alan Bing | M | Rep | 2009-11-04 | 2010-06-14 | |
| RO | 2010-06-14 | 2014-03-10 | ||||
| 20 | Chen, Fan (SFC:AHR857) 陳凡 | Rep | 2006-09-06 | 2013-01-15 | ||
| 21 | Chen, Xiuhua (SFC:APL006) 陳綉華 | Rep | 2007-08-17 | 2010-03-06 | ||
| 22 | Cheng, Dickson 鄭迪舜 | 41 | M | Rep | 2008-09-01 | 2008-12-16 |
| RO | 2008-12-16 | 2016-08-12 | ||||
| 23 | Cheung, Andrew Wai Kit 張偉傑 | M | Rep | 2009-12-01 | 2013-11-09 | |
| 24 | Cheung, Cherry Chi Wing 張芷穎 | F | Rep | 2010-12-24 | 2015-11-30 | |
| 25 | Chin, Yeen Cheok | Rep | 2004-02-06 | |||
| 26 | Chishima, Toru | RO | 2009-04-14 | 2011-05-30 | ||
| 27 | Chiu, Winston Cham 周仁昆 | M | Rep | 2006-05-10 | 2006-07-19 | |
| 28 | Cho, Ichio 張一歐 | Rep | 2010-11-05 | 2017-04-07 | ||
| 29 | Chu, Yiu Ming (SFC:AVK659) 朱耀明 | Rep | 2010-06-30 | 2012-09-12 | ||
| 30 | Delion, Henri Pierre Louis | M | Rep | 2006-05-17 | 2007-08-01 | |
| 31 | Fang, Hei 方曦 | Rep | 2004-02-24 | |||
| 32 | Farman, Daniel Noel George | M | Rep | 2008-08-25 | 2010-07-29 | |
| 33 | Faveur, Samuel Christian | M | Rep | 2004-06-03 | 2005-03-16 | |
| RO | 2005-03-16 | 2010-04-17 | ||||
| 34 | Feng, Zhongyang 馮鍾揚 | Rep | 2007-03-12 | 2009-02-27 | ||
| 35 | Fok, Jennet Mei Shan 霍美珊 | Rep | 2006-11-09 | 2012-05-11 | ||
| 36 | Fong, Ada Wai Yin 方慧賢 | F | Rep | 2007-02-12 | 2015-04-15 | |
| 37 | Fowler, Luke (SFC:AQM674) | M | Rep | 2008-02-18 | 2009-03-12 | |
| 38 | Fukushi, Yutaka | Rep | 2010-12-23 | 2011-05-13 | ||
| 39 | Galvin, Donal Joseph | M | Rep | 2010-01-08 | 2010-07-13 | |
| RO | 2010-07-13 | 2013-08-13 | ||||
| 40 | Good, Stephen James | M | Rep | 2004-04-07 | 2005-12-19 | |
| 41 | Hakamata, Tadashi 袴田正 | Rep | 2009-05-07 | 2012-10-11 | ||
| 42 | Han, Yong Suk | Rep | 2005-12-02 | 2007-10-15 | ||
| 43 | Hara, Masahiro | Rep | 2008-04-21 | 2010-04-10 | ||
| 44 | Harada, Sonoko | Rep | 2010-09-28 | 2010-12-28 | ||
| 45 | Harris, David Anthony (SFC:ADZ065) | M | Rep | 2009-09-21 | 2012-07-19 | |
| 46 | Hasegawa, Toshio | Rep | 2007-09-05 | 2011-11-30 | ||
| 47 | Hashimoto, Shinichi 橋本真一 | RO | 2007-08-01 | |||
| 48 | He, Jia (SFC:AOJ239) 賀佳 | Rep | 2010-08-03 | 2010-10-14 | ||
| 49 | Hirao, Kenichiro 平尾健一郎 | Rep | 2005-12-14 | 2007-10-27 | ||
| 50 | Hosoya, Takao 細谷隆夫 | Rep | 2003-07-03 | |||
| RO | 2003-07-03 | 2009-04-02 | ||||
| 51 | Huang, Shih-Chuan 黃詩娟 | Rep | 2005-10-19 | 2007-06-01 | ||
| 52 | Huang, Ted Yan Chun | Rep | 2005-09-12 | 2008-03-29 | ||
| 53 | Huang, Zhongquan 黃忠全 | 54 | M | Rep | 2008-03-20 | 2011-01-25 |
| 54 | Iannone, Angelo Gerald | M | Rep | 2010-03-08 | 2010-06-07 | |
| Rep | 2010-06-22 | 2010-10-19 | ||||
| 55 | Ike, Daiki | Rep | 2004-07-05 | 2005-08-31 | ||
| 56 | Imafuku, Saeko 今福朗子 | Rep | 2006-02-08 | 2006-03-17 | ||
| 57 | Ise, Daigo 伊瀨大悟 | Rep | 2007-08-15 | 2009-07-31 | ||
| 58 | Ishizaki, Kentaro 石崎健太郎 | Rep | 2003-09-23 | 2006-01-11 | ||
| 59 | Jackson, Joseph Lawrence | M | Rep | 2003-06-18 | ||
| 60 | Kamoi, Satoshi | M | Rep | 2010-04-15 | 2012-12-07 | |
| 61 | Kanetomo, Mei 金友盟 | Rep | 2007-10-16 | 2007-12-14 | ||
| Rep | 2009-05-07 | 2013-03-30 | ||||
| 62 | Kao, Ying Tung 郭楹楝 | Rep | 2014-06-16 | |||
| 63 | Kawai, Kunihiko | RO | 2009-04-14 | 2009-12-01 | ||
| 64 | Kawakita, Tadakatsu 川北忠勝 | Rep | 2009-09-23 | 2011-05-06 | ||
| 65 | Kawauchi, Eijiro | Rep | 2009-04-09 | 2010-11-10 | ||
| RO | 2010-11-10 | 2015-04-28 | ||||
| 66 | Kayama, Hitoshi 香山仁 | Rep | 2008-09-16 | 2009-01-05 | ||
| RO | 2009-01-05 | 2015-03-23 | ||||
| 67 | Keoy, Soo Lik | M | Rep | 2006-03-28 | 2006-07-31 | |
| RO | 2006-07-31 | 2010-02-03 | ||||
| 68 | Kiang, Li Li 姜麗莉 | Rep | 2007-09-10 | 2010-09-08 | ||
| 69 | Kim, Jong Kuk 金鍾局 | Rep | 2010-10-15 | 2011-01-15 | ||
| 70 | Kim, Ki Soo | Rep | 2010-11-23 | 2015-09-11 | ||
| 71 | Kim, Simon Dae-Oun | M | Rep | 2010-03-02 | 2010-05-02 | |
| Rep | 2010-05-04 | 2011-08-25 | ||||
| 72 | Kimura, Yoshiyuki | Rep | 2010-07-03 | |||
| 73 | Kiuchi, Yasuhiro 木內康裕 | RO | 2009-04-29 | 2011-02-25 | ||
| 74 | Kiuchi, Yuko | Rep | 2006-11-02 | |||
| 75 | Kovacs, Joseph James 喬科維 | M | Rep | 2010-11-23 | 2012-02-27 | |
| 76 | Kurasako, Hideaki 倉迫英嘉 | Rep | 2007-08-29 | 2010-08-10 | ||
| RO | 2010-08-10 | 2011-11-30 | ||||
| 77 | Lai, Christine Nga Sze 黎雅詩 | F | Rep | 2006-05-11 | 2007-06-30 | |
| 78 | Lam, Calvin Si Yang 林思暘 | M | Rep | 2009-12-04 | 2011-02-28 | |
| 79 | Lam, Dennis Haw Shun 林孝信 | 64 | M | Rep | 2005-04-12 | |
| RO | 2005-04-12 | 2010-04-01 | ||||
| 80 | Lam, Fung (SFC:AEZ198) 林峰 | Rep | 2005-04-28 | 2005-07-29 | ||
| RO | 2005-07-29 | 2005-12-16 | ||||
| 81 | Lam, Jacqueline Yu Yan 林裕茵 | F | Rep | 2008-01-22 | 2008-04-01 | |
| 82 | Lau, Kelvin Siu Ki 劉紹基 | M | Rep | 2009-01-07 | 2009-03-03 | |
| RO | 2009-03-03 | 2016-05-24 | ||||
| 83 | Lau, Ming Chak 劉銘澤 | Rep | 2006-04-04 | 2007-06-30 | ||
| 84 | Law, Kam Ho 羅錦豪 | Rep | 2006-03-29 | 2009-11-03 | ||
| 85 | Lee, Soo Kai 李書楷 | Rep | 2009-05-07 | 2010-03-22 | ||
| 86 | Lee, Victor Kam Wing 李錦榮 | M | Rep | 2005-04-28 | 2005-09-12 | |
| 87 | Lee, Wai Kit (SFC:AJG299) 李偉傑 | Rep | 2010-02-11 | 2011-02-24 | ||
| 88 | Leung, Giselle Sin Yan 梁倩恩 | F | Rep | 2004-04-07 | 2006-08-27 | |
| 89 | Leung, Hoi Lam (SFC:ATW750) 梁凱琳 | Rep | 2009-10-05 | 2013-01-25 | ||
| 90 | Leung, Ka Yin 梁家燕 | Rep | 2007-01-18 | 2008-03-01 | ||
| 91 | Leung, Wai Lok 梁偉諾 | Rep | 2007-11-27 | 2010-03-18 | ||
| 92 | Leung, Wai Nam 梁偉南 | Rep | 2008-08-11 | 2008-11-03 | ||
| RO | 2008-11-03 | 2016-06-22 | ||||
| 93 | Li, Chengang 李晨岡 | Rep | 2007-08-15 | 2009-01-05 | ||
| 94 | Li, Elsa So Nga 李素雅 | Rep | 2004-04-16 | 2007-06-30 | ||
| 95 | Li, Jixiang (SFC:APW452) | Rep | 2010-05-17 | 2011-09-07 | ||
| 96 | Li, King 李璟 | Rep | 2004-09-24 | 2005-08-24 | ||
| 97 | Li, Man Wai (SFC:AFU096) 李文偉 | Rep | 2010-05-26 | 2010-11-16 | ||
| RO | 2010-11-16 | 2013-01-15 | ||||
| 98 | Li, Mo Chuen 李務全 | Rep | 2005-10-21 | 2010-10-14 | ||
| 99 | Li, Muzhi 李牧之 | Rep | 2010-06-22 | 2012-02-01 | ||
| 100 | Li, Patrick Tze Fung 李子鋒 | M | Rep | 2005-11-02 | 2006-12-20 | |
| 101 | Li, Wenjie (SFC:AUY931) | Rep | 2010-03-30 | 2012-01-31 | ||
| 102 | Li, Yijia 李藝佳 | Rep | 2010-06-07 | 2011-05-16 | ||
| 103 | Li, Zhuyu 李朱瑜 | 27 | Rep | 2006-12-04 | 2007-10-12 | |
| 104 | Lin, Wen Pin (1960) 林文彬 | 50 | M | Rep | 2004-12-16 | 2006-11-24 |
| 105 | Loo, Brian Yat Fung 盧一峰 | M | RO | 2007-02-26 | 2011-09-27 | |
| 106 | Lui, Dennis Kar Wong 呂家煌 | M | Rep | 2009-08-10 | 2011-03-01 | |
| 107 | Luk, Yin Wang 陸彥泓 | Rep | 2010-12-15 | 2017-12-06 | ||
| 108 | Ma, Adeline 馬雅蓮 | F | Rep | 2010-07-15 | 2012-02-24 | |
| 109 | Matsunaga, Seiichi | Rep | 2006-03-31 | 2014-02-07 | ||
| 110 | Matsuno, Kenji 松野健司 | Rep | 2004-07-16 | |||
| 111 | Meng, Jincong 孟謹聰 | Rep | 2010-01-26 | 2011-11-30 | ||
| 112 | Misaka, Kiichi | Rep | 2004-06-05 | 2007-11-19 | ||
| 113 | Mitachi, Naomi 三田地直美 | F | Rep | 2005-01-20 | 2005-05-04 | |
| 114 | Miyamoto, Koji 宮本康史 | Rep | 2006-06-28 | 2007-11-08 | ||
| 115 | Mok, Gavin Dick Hung 莫湋苙 | M | Rep | 2007-08-23 | 2010-06-05 | |
| 116 | Monk, Philip David | M | Rep | 2010-09-03 | 2011-06-10 | |
| 117 | Mukai, Kazuhiro | Rep | 2006-05-30 | 2006-11-16 | ||
| RO | 2006-11-16 | 2008-04-12 | ||||
| 118 | Murata, Yasuhito | Rep | 2004-07-06 | 2005-02-24 | ||
| RO | 2005-02-24 | 2006-07-31 | ||||
| 119 | Ng, Alyssa Sui Wa 伍瑞華 | F | Rep | 2010-01-07 | 2013-03-08 | |
| 120 | Ng, King Chuen (SFC:AQQ505) 吳景荃 | Rep | 2010-07-16 | 2013-01-25 | ||
| 121 | Ng, Wai Kee (SFC:APC928) 吳偉基 | Rep | 2009-05-07 | 2010-05-24 | ||
| 122 | Niwa, Koichi | Rep | 2010-03-15 | 2010-03-16 | ||
| 123 | Ohara, Atsuji | RO | 2009-07-10 | 2010-10-30 | ||
| 124 | Ohkubo, Yoshiki 大久保佳樹 | Rep | 2006-01-03 | 2007-04-19 | ||
| 125 | Okuno, Katsuo 奧野克男 | RO | 2003-10-07 | 2009-05-07 | ||
| 126 | Otani, Tomono 大谷知乃 | Rep | 2007-07-31 | 2020-11-26 | ||
| 127 | Otsuka, Jun | RO | 2003-07-18 | |||
| 128 | Ozaki, Mami | Rep | 2004-11-15 | 2006-03-31 | ||
| 129 | Park, Charles Chansik | M | Rep | 2010-08-16 | 2014-05-14 | |
| 130 | Pereira, Kevin Edmond | M | Rep | 2010-09-27 | 2011-01-13 | |
| 131 | Portsmouth-Layton, Andrew John | M | Rep | 2004-07-07 | 2006-05-30 | |
| 132 | Pun, Ka Wing 潘家榮 | Rep | 2009-05-07 | 2010-03-02 | ||
| 133 | Roberts, Christopher Fenton 羅弼時 | M | Rep | 2009-12-14 | 2010-03-01 | |
| RO | 2010-03-01 | 2012-02-27 | ||||
| 134 | Ruddick, Matthew | M | Rep | 2007-06-11 | 2011-09-28 | |
| 135 | Saito, Takehiko | Rep | 2003-09-26 | |||
| 136 | Sakai, Risaku 酒井理作 | Rep | 2008-11-05 | 2010-06-01 | ||
| RO | 2010-06-01 | 2011-04-06 | ||||
| 137 | Sakamoto, Tomiyuki | Rep | 2010-12-24 | 2011-05-19 | ||
| 138 | Sampson, Machiko | Rep | 2004-02-09 | 2011-03-01 | ||
| 139 | Sasaki, Toshihiko | Rep | 2007-12-19 | 2008-06-05 | ||
| 140 | Sato, Teruyuki | Rep | 2008-11-20 | 2009-09-03 | ||
| RO | 2009-09-03 | 2014-01-30 | ||||
| 141 | See, Eric Wee Phing 施威斌 | M | Rep | 2010-03-09 | 2014-08-11 | |
| 142 | Shan, Ming 單明 | Rep | 2007-01-31 | 2008-07-23 | ||
| 143 | Shen, Jian Guang 沈建光 | Rep | 2010-05-11 | 2012-09-18 | ||
| 144 | Shi, Jiali (SFC:ANQ016) 施佳麗 | Rep | 2008-03-13 | 2011-02-25 | ||
| 145 | Shimada, Shunsuke | Rep | 2009-12-08 | 2014-03-31 | ||
| 146 | Shimomura, Hiroyo | Rep | 2006-04-25 | 2012-09-12 | ||
| 147 | Shiraishi, Yoshihisa 白石殊久 | Rep | 2009-08-06 | 2013-03-31 | ||
| 148 | Shuto, Takashi | Rep | 2010-02-23 | 2015-04-10 | ||
| 149 | So, Han Meng Julian 蘇漢明 | Rep | 2009-09-24 | 2010-12-17 | ||
| 150 | Soda, Yuzo | Rep | 2010-03-12 | 2010-06-12 | ||
| Rep | 2010-06-17 | 2010-09-17 | ||||
| 151 | Sugibuchi, Hitoshi | Rep | 2014-10-10 | |||
| 152 | Suzuki, Yukiko | Rep | 2006-06-01 | 2010-06-02 | ||
| 153 | Szeto, Yuen Yee 司徒婉儀 | Rep | 2006-05-10 | |||
| 154 | Tam, Dennis Kwong To 譚廣韜 | M | Rep | 2008-12-15 | 2011-03-07 | |
| 155 | Tamaki, So 玉木壯 | Rep | 2008-09-01 | 2013-03-28 | ||
| 156 | Tan, Vera Zi Lin 陳姿霖 | F | Rep | 2010-05-03 | 2010-12-16 | |
| 157 | Tanaka, Eiji 田中榮治 | Rep | 2010-08-18 | 2014-09-07 | ||
| 158 | Tanaka, Ryo 田中亮 | Rep | 2007-10-16 | 2007-12-14 | ||
| 159 | Tang, Ernest Yiu Man 鄧耀民 | M | Rep | 2010-10-21 | 2013-02-10 | |
| 160 | Tang, Peter Jee Ho 鄧志豪 | M | Rep | 2010-02-01 | 2017-10-17 | |
| 161 | Tanujaya Tjioeng, Johny | Rep | 2010-12-23 | 2011-08-12 | ||
| 162 | Terai, Fumi | Rep | 2008-05-26 | 2013-11-29 | ||
| 163 | Tsang, Chi Kit 曾志傑 | 29 | M | Rep | 2006-08-16 | 2006-10-10 |
| Rep | 2006-10-13 | 2015-01-30 | ||||
| 164 | Tse, Jaff Ka Wai 謝家威 | Rep | 2010-05-18 | 2010-07-31 | ||
| 165 | Tse, Sze Ming 謝思明 | Rep | 2009-01-13 | 2014-10-29 | ||
| 166 | Tseng, Jason (SFC:ANN054) | M | Rep | 2007-08-27 | 2010-03-19 | |
| 167 | Tsoi, Ting Sze 蔡婷思 | Rep | 2010-07-15 | 2012-02-27 | ||
| 168 | Tsunakawa, Toshihiko 綱川敏彥 | Rep | 2007-01-15 | 2007-03-23 | ||
| RO | 2007-03-23 | 2010-03-06 | ||||
| 169 | Vacek, Karel | Rep | 2006-04-19 | 2010-03-17 | ||
| 170 | Von Etzdorf, Maximillian Rudiger | M | Rep | 2010-07-28 | 2012-03-16 | |
| 171 | Wang, Barbara Shiuan 王瑄 | F | Rep | 2004-05-14 | 2004-07-06 | |
| 172 | Wang, Lan Ling | Rep | 2006-09-18 | 2009-02-11 | ||
| 173 | Weng, Li-Tien 翁立典 | Rep | 2004-02-17 | 2012-02-02 | ||
| 174 | White, Mark Anthony (SFC:ALI517) | M | Rep | 2010-08-10 | 2012-11-30 | |
| 175 | Wong, Benny Wing Pan 黃穎斌 | M | Rep | 2008-02-28 | 2020-07-30 | |
| 176 | Wong, Chun Ho (SFC:AUW995) 王俊浩 | Rep | 2010-03-19 | 2011-08-05 | ||
| 177 | Wong, Frederick Wai Cheung 黃偉翔 | M | Rep | 2007-08-01 | 2010-08-17 | |
| 178 | Wong, Kim Sing 黃劍星 | Rep | 2008-04-18 | 2010-02-26 | ||
| 179 | Wood, Paul Anthony (SFC:ARW848) | M | Rep | 2008-11-24 | 2010-05-25 | |
| 180 | Wu, Kiu Sing 胡翹星 | Rep | 2006-07-25 | 2011-01-06 | ||
| 181 | Wu, Wen-Chieh 巫文傑 | Rep | 2004-11-03 | 2006-06-30 | ||
| 182 | Wu, Yin Lun | Rep | 2010-05-27 | 2012-01-12 | ||
| 183 | Yamashima, Kenichi 山島健一 | Rep | 2007-10-15 | 2010-11-30 | ||
| 184 | Yang, Yi Chu 楊憶祖 | Rep | 2007-06-30 | |||
| 185 | Yap, Chih Yee | Rep | 2010-07-19 | 2011-08-09 | ||
| 186 | Yau, Hiu Na 邱曉娜 | Rep | 2007-11-19 | 2014-06-13 | ||
| 187 | Yeung, Chun Hei 楊俊希 | Rep | 2007-02-14 | 2007-12-31 | ||
| 188 | Yiong, Hoi San 楊海山 | Rep | 2006-04-18 | 2007-08-13 | ||
| 189 | Yoshida, Kengo 吉田劍悟 | Rep | 2010-08-02 | 2018-10-31 | ||
| 190 | Yoshida, Shingo 吉田真悟 | Rep | 2007-04-24 | 2009-12-09 | ||
| 191 | You, Jingfeng 尤勁峰 | Rep | 2010-12-22 | 2011-04-29 | ||
| 192 | Yuen, Carmen Wai Sze 袁慧思 | F | Rep | 2010-02-12 | 2010-05-01 | |
| 193 | Zhan, Tao (SFC:AQZ719) 詹濤 | Rep | 2009-10-29 | 2012-04-11 | ||
| 194 | Zhang, Jielong 張杰龍 | 28 | M | Rep | 2009-01-15 | 2011-07-19 |
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