CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2003 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Ahn, Woodrow | Rep | 2003-10-16 | 2005-01-25 | ||
| 2 | Arsiwalla, Khuzaima Asgar | Rep | 2007-09-25 | |||
| 3 | Au-Yeung, Annie Tin 歐陽靝 | F | Rep | 2006-06-14 | ||
| 4 | Baek, June Seok 白埈錫 | F | Rep | 2003-07-30 | 2004-09-23 | |
| 5 | Banga, Guneet | M | Rep | 2003-10-17 | 2004-06-26 | |
| 6 | Breiter, Emanuel Roland 金海翔 | Rep | 2004-03-18 | |||
| 7 | Cabot, Elizabeth | F | Rep | 2003-10-16 | 2005-05-04 | |
| 8 | Carcaterra, Kenneth Patrick | M | Rep | 2011-02-19 | ||
| 9 | Chadwick, Stephen Brass | M | Rep | 2003-05-17 | ||
| 10 | Chan, Chin Chieh 詹晉杰 | Rep | 2008-10-06 | |||
| 11 | Chan, Kingsley Kwok King 陳國勁 | 27 | M | Rep | 2003-10-16 | 2004-06-14 |
| 12 | Chan, Lisa Sin Man 陳倩雯 | F | Rep | 2003-10-17 | ||
| RO | 2003-10-17 | 2011-06-14 | ||||
| 13 | Chan, Tracy Wan Yu 陳韻如 | Rep | 2003-10-16 | 2004-04-29 | ||
| 14 | Chan, Wai Kin (SFC:AFP828) 陳維堅 | Rep | 2011-08-19 | |||
| 15 | Chan, Yee Tong Margaret 陳懿彤 | Rep | 2011-11-28 | |||
| 16 | Chan, Yue Yan (SFC:AGH925) 陳宇昕 | Rep | 2003-10-16 | 2005-12-23 | ||
| 17 | Chang, Bernard 張啟煒 | M | Rep | 2013-08-31 | ||
| 18 | Chang, Joseph Koon Chung 張冠中 | M | Rep | 2003-10-17 | 2004-07-26 | |
| 19 | Chen, Kai (SFC:AIC597) 陳愷 | Rep | 2003-07-21 | 2013-08-31 | ||
| 20 | Chen, Ling Hua 陳玲華 | Rep | 2013-08-31 | |||
| 21 | Chen, Liu-Hsiang 陳瑠香 | Rep | 2003-07-02 | 2004-05-10 | ||
| 22 | Chen, Mei-Ling (SFC:AJG894) 陳美玲 | Rep | 2003-11-25 | 2007-03-30 | ||
| 23 | Cheng, Charles Kai Ming (SFC:AAB537) 鄭啟明 | M | Rep | 2003-10-16 | 2011-10-06 | |
| 24 | Cheng, Cindy Kit Yee 鄭潔儀 | F | Rep | 2013-08-31 | ||
| 25 | Cheng, Derrick Bill Wai Chong 鄭博仁 | M | Rep | 2003-10-17 | 2012-11-15 | |
| 26 | Cheng, Yuk Ka 鄭毓嘉 | Rep | 2008-12-19 | |||
| 27 | Cheung, James Tin Chung 張天寵 | M | Rep | 2013-08-31 | ||
| 28 | Cheung, Suk Mun 張淑敏 | Rep | 2003-10-17 | 2011-06-16 | ||
| 29 | Chiang, Hok Yuen 蔣學源 | Rep | 2003-10-17 | 2005-05-24 | ||
| 30 | Chiu, Sen Mo 邱森模 | Rep | 2008-05-30 | |||
| 31 | Chiu, Suk Yue 趙淑如 | Rep | 2003-10-17 | 2011-04-29 | ||
| 32 | Choi, Hyung Kyu | Rep | 2003-07-30 | 2004-02-23 | ||
| 33 | Choi, Wing Lan 蔡詠蘭 | Rep | 2004-07-26 | |||
| 34 | Choy, Chang Ming 蔡燦明 | RO | 2003-10-16 | |||
| Rep | 2003-10-16 | 2007-04-30 | ||||
| 35 | Chung, Jean Yong | Rep | 2003-06-12 | |||
| 36 | Chung, Shuk Yu 鍾淑瑜 | Rep | 2003-09-22 | 2008-08-08 | ||
| 37 | Chung, Steve Sae-hwan | M | Rep | 2003-10-16 | 2008-02-13 | |
| 38 | Collard, Jeremy David | M | Rep | 2003-07-30 | 2013-08-31 | |
| 39 | Deng, Florence Suk Yee 鄧淑儀 | F | Rep | 2003-10-17 | 2006-01-13 | |
| 40 | Dong, Gongwen 董功文 | Rep | 2003-10-16 | 2006-06-02 | ||
| 41 | Duffy, Craig Andrew | M | Rep | 2003-10-16 | 2004-07-07 | |
| 42 | Dutta Gupta, Debashish | Rep | 2007-03-21 | |||
| 43 | Ellis, Carolyn K Mark 麥嘉蓮 | F | Rep | 2003-10-16 | 2007-02-02 | |
| 44 | Falco, Dominick Francis | M | Rep | 2003-10-16 | 2004-02-27 | |
| 45 | Fan, Shu Wai 范舒慧 | Rep | 2003-10-17 | 2007-02-02 | ||
| 46 | Finkelstein, Charles Samuel | M | Rep | 2006-03-01 | ||
| 47 | Fletcher, Luke (SFC:AIL062) | M | Rep | 2003-08-05 | 2004-08-17 | |
| 48 | Fok, Yiu Tung 霍耀東 | Rep | 2003-11-27 | 2008-11-21 | ||
| 49 | Fu, Rebecca Wing Yan 傅穎欣 | F | Rep | 2003-10-16 | 2009-02-06 | |
| 50 | Fung, Connie Posin 馮寶仙 | F | Rep | 2011-04-29 | ||
| 51 | Fung, Siu Ping 馮小平 | Rep | 2003-10-10 | 2004-02-24 | ||
| 52 | Furtado, Udhay Anton Dos Remedios | M | Rep | 2003-10-17 | 2004-03-09 | |
| 53 | Gallagher, Thomas Joseph (SFC:AJB335) | M | Rep | 2003-07-08 | 2010-09-10 | |
| 54 | Gao, Yu (SFC:AGK819) 高煜 | 30 | M | Rep | 2003-10-17 | 2005-08-15 |
| 55 | Harman, Richard Robert | M | Rep | 2005-08-09 | ||
| 56 | He, Jim Zheng Jun 何正均 | Rep | 2003-10-16 | 2004-03-29 | ||
| 57 | Hemrajani, Geeta Arjandas | Rep | 2003-10-17 | 2005-04-15 | ||
| 58 | Hime, Jessica Naomi Anne | F | Rep | 2008-09-06 | ||
| 59 | Hirschberg, David Scott | M | Rep | 2003-11-21 | 2004-07-20 | |
| 60 | Ho, Kenzy Ning Jee 何寧之 | Rep | 2003-10-16 | 2008-04-22 | ||
| 61 | Ho, Tai Wai 何大偉 | Rep | 2006-07-21 | |||
| 62 | Ho, Wing Shan (SFC:AED583) 何穎珊 | Rep | 2003-07-31 | |||
| 63 | Hong, Yu Sik 洪裕植 | Rep | 2003-10-16 | 2005-03-30 | ||
| 64 | Horne, Chuen Sum 韓寸心 | Rep | 2004-05-10 | |||
| 65 | Hsieh, Joyce Tsung-Chin 謝宗芩 | F | Rep | 2003-10-16 | 2006-05-12 | |
| 66 | Hsu, Calvin James 許聖賚 | M | Rep | 2008-05-29 | ||
| 67 | Hu, Shuxin 胡愫心 | Rep | 2003-10-17 | 2005-10-07 | ||
| 68 | Huang, Hao (SFC:AEO945) 黃豪 | Rep | 2004-02-10 | |||
| 69 | Jauw, Edmond Ming Siang 姚敏翔 | 24 | M | Rep | 2003-10-16 | 2003-10-17 |
| 70 | Jue, Stephen Tukqun 居德鈞 | M | Rep | 2003-10-16 | 2003-10-27 | |
| 71 | Kennedy, Justin (SFC:ABN073) 甘迺迪 | M | RO | 2009-10-14 | ||
| 72 | Kennon, Aaron John | M | Rep | 2003-07-30 | 2005-04-15 | |
| 73 | Khubchandani, Priya Chain | Rep | 2003-10-17 | 2005-07-19 | ||
| 74 | Kiecolt-Wahl, Pierre | M | Rep | 2003-10-17 | 2004-02-06 | |
| 75 | Kim, Harold Ho Young | M | RO | 2003-10-16 | ||
| Rep | 2003-10-16 | 2008-12-22 | ||||
| 76 | Kim, James Jung-Beck | M | Rep | 2006-03-20 | ||
| 77 | Kim, John Sungtak | M | Rep | 2007-02-27 | ||
| 78 | Kim, Moon Soo 金文洙 | Rep | 2004-06-01 | |||
| 79 | Kim, Young Min (SFC:AGP676) | Rep | 2003-10-17 | 2006-07-01 | ||
| 80 | King, Yueh Hann 金約翰 | Rep | 2013-08-31 | |||
| 81 | Koo, Jae Hee | Rep | 2003-10-17 | 2005-12-09 | ||
| 82 | Koo, Kenneth Hsi Jung 顧希雍 | M | Rep | 2003-10-16 | 2013-11-05 | |
| 83 | Lai, Anthea Nga Ting 賴雅婷 | F | Rep | 2003-10-16 | 2003-11-20 | |
| 84 | Lai, Kwok Cheung 黎國璋 | Rep | 2004-07-07 | |||
| 85 | Lai, Tsui Lin 黎翠蓮 | Rep | 2003-10-16 | 2013-11-07 | ||
| 86 | Lam, Andy Shung Yau 林崇有 | Rep | 2013-08-31 | |||
| 87 | Lam, Charles Wing Chung 林穎聰 | M | Rep | 2003-08-08 | 2013-08-31 | |
| 88 | Lam, Chi Wai (SFC:ADB875) 林志偉 | Rep | 2008-05-30 | |||
| 89 | Lam, Mo Sim 林慕嬋 | Rep | 2006-03-31 | |||
| 90 | Lam, Priscilla Sze Wan 林詩韻 | F | Rep | 2003-10-16 | 2008-08-04 | |
| 91 | Lam, Wah Yu 林華宇 | Rep | 2011-04-29 | |||
| 92 | Lance, Margaret Mann | F | Rep | 2004-04-07 | ||
| 93 | Lau, Cheung Chun (SFC:AFB132) 劉長春 | Rep | 2005-08-12 | |||
| 94 | Lau, Sandra King Chi 劉敬慈 | F | Rep | 2013-08-31 | ||
| 95 | Lau, Vera Kam Fong 劉錦芳 | F | Rep | 2003-10-17 | 2011-04-29 | |
| 96 | Lau, Yee Choi 劉義才 | Rep | 2007-06-28 | |||
| 97 | Lee, Boon Heng 李文興 | Rep | 2008-05-30 | |||
| 98 | Lee, Byung Gil | Rep | 2004-05-01 | |||
| 99 | Lee, Chuk Ching 李竹菁 | Rep | 2009-12-31 | |||
| 100 | Lee, Geun Cheol | Rep | 2003-10-24 | 2011-11-30 | ||
| 101 | Lee, Hwa Chie 李華傑 | Rep | 2003-10-17 | 2004-05-25 | ||
| 102 | Lee, Sam Wai Keung 李惠強 | Rep | 2010-10-15 | |||
| 103 | Lee, Sheung Chau 李湘舟 | Rep | 2007-08-06 | |||
| 104 | Lee, Shu Weng | Rep | 2003-12-19 | 2004-11-16 | ||
| 105 | Lee, Simone 李詩敏 | Rep | 2007-05-18 | |||
| 106 | Lee, Wai Keung (SFC:AFK372) 李偉強 | Rep | 2003-10-17 | 2005-03-17 | ||
| 107 | Leung, Barbara Kit Sum 梁潔沁 | F | Rep | 2008-05-20 | ||
| 108 | Leung, Fred Ka Fai 梁家輝 | M | Rep | 2003-10-17 | 2005-03-17 | |
| 109 | Li, Chi Keung (SFC:ACJ141) 李志強 | Rep | 2013-08-31 | |||
| 110 | Li, Jodie Sum Yin 李心妍 | Rep | 2003-10-16 | 2010-10-28 | ||
| 111 | Li, Kit (SFC:AEZ525) 李潔 | Rep | 2003-10-17 | 2003-11-20 | ||
| 112 | Li, Monica Wing Yee 李穎懿 | F | Rep | 2003-11-28 | 2008-08-08 | |
| 113 | Li, Wai Kong 李偉江 | Rep | 2009-06-24 | |||
| 114 | Li, Weiqiang (SFC:ABS469) 李偉強 | Rep | 2005-02-23 | |||
| 115 | Li, Zemin (SFC:ACN988) 李則旻 | Rep | 2003-10-17 | 2005-04-07 | ||
| 116 | Liang, William Wei Jen 梁維仁 | M | Rep | 2008-11-21 | ||
| 117 | Lin, Cheng Hung (SFC:AFY237) 林政弘 | Rep | 2008-07-31 | |||
| 118 | Lin, John Jen-ho | M | Rep | 2003-10-17 | 2003-11-20 | |
| 119 | Lin, Tuen Yee 連端儀 | Rep | 2003-10-16 | 2007-12-07 | ||
| 120 | Liu, Willy Ke-Wei 劉可偉 | Rep | 2003-10-17 | 2004-07-23 | ||
| 121 | Lo, Alice Tze Chu 盧子珠 | F | Rep | 2008-05-14 | ||
| 122 | Lo, Chen Tien 羅增添 | Rep | 2008-09-12 | |||
| 123 | Lo, Ka Hung (SFC:ABH952) 羅家雄 | Rep | 2005-03-15 | |||
| 124 | Lu, Cosmas Yi-Hou | Rep | 2005-02-16 | |||
| 125 | Lu, Man 盧曼 | Rep | 2003-11-03 | 2004-01-20 | ||
| 126 | Lu, Yue (SFC:AGX670) 逯悅 | Rep | 2003-10-17 | 2005-10-31 | ||
| 127 | Mactaggart, Kirsty | F | RO | 2003-10-21 | 2004-05-20 | |
| 128 | Man, Yee 文儀 | Rep | 2013-08-31 | |||
| 129 | Marnick, Martin Brendan | M | Rep | 2003-10-17 | 2004-12-10 | |
| 130 | Masnick, Simon Ari | M | Rep | 2008-11-14 | ||
| 131 | Mirpuri, Vishal Nirmaldas (SFC:AJG172) | Rep | 2003-11-13 | 2003-12-08 | ||
| 132 | Miu, Hung Lucy 苗紅 | Rep | 2003-06-19 | 2008-09-30 | ||
| 133 | Mok, John Ka Hi 莫家熙 | M | Rep | 2013-08-31 | ||
| 134 | Mulchandani, Narayan Phatu | M | Rep | 2008-03-07 | ||
| 135 | Nagle, Nikhil Sudhir | Rep | 2010-05-08 | |||
| 136 | Ng, Eddie Tao 吳濤 | M | Rep | 2007-06-22 | ||
| 137 | Ng, Heidi Hoi Yan 吳凱恩 | F | Rep | 2003-06-18 | 2010-11-02 | |
| 138 | Ng, Kar Ming 伍嘉銘 | Rep | 2006-03-17 | |||
| 139 | Ng, Pui Yee 伍佩儀 | Rep | 2003-10-16 | 2013-08-31 | ||
| 140 | Patterson, Richard John | M | Rep | 2003-11-18 | 2005-05-31 | |
| 141 | Ratliff, David Talmadge | M | RO | 2013-08-31 | ||
| 142 | Ren, Sharon | F | Rep | 2003-10-17 | 2006-06-01 | |
| 143 | Roberts, Stephen Hunter | M | Rep | 2003-05-26 | ||
| 144 | Rosa, David John (SFC:AHA551) | M | Rep | 2012-03-30 | ||
| 145 | Sadhwani, Ramesh Kumar Chuharmal | M | Rep | 2009-02-16 | ||
| 146 | Shah, Dhimant Gunvantlal | Rep | 2003-11-17 | 2007-12-18 | ||
| 147 | Shen, Kenneth | M | Rep | 2003-10-17 | 2005-03-17 | |
| 148 | Shih, Chia Cheong 石家祥 | Rep | 2009-09-30 | |||
| 149 | Shing, Gary Kung Yu 成公儒 | M | Rep | 2003-10-17 | 2008-11-20 | |
| 150 | Shum, Jessica Kin Chau 沈建萩 | F | Rep | 2003-12-24 | 2010-02-23 | |
| 151 | Shum, Yee Charmaine 沈漪 | Rep | 2003-10-17 | 2006-06-02 | ||
| 152 | Singh, Sandeep (SFC:AGA112) | Rep | 2003-10-16 | 2010-06-01 | ||
| 153 | Siou, Eva Suk Yi 蕭淑儀 | F | Rep | 2013-08-31 | ||
| 154 | Siu, Madeline Kor Man 蕭可敏 | F | Rep | 2003-10-17 | 2006-09-29 | |
| 155 | Slevin, Francis Joseph (1964) | 39 | M | RO | 2003-10-15 | 2007-01-27 |
| 156 | So, Wai Sang 蘇偉生 | RO | 2008-07-12 | |||
| 157 | Solarz, Philip Geoffrey | M | Rep | 2003-10-17 | 2008-06-04 | |
| 158 | Sparrow, Richard Aelred | M | Rep | 2007-08-01 | ||
| 159 | Stewart, Kyle William | M | Rep | 2008-04-24 | ||
| 160 | Su, Wei (SFC:AGN518) 蘇緯 | Rep | 2003-12-12 | 2006-02-10 | ||
| 161 | Tam, Winnie Cordelia Yeuk Lan 譚若蘭 | F | Rep | 2008-08-08 | ||
| 162 | Tan, Jessica Jueng Yee 譚筠怡 | F | Rep | 2003-10-16 | 2006-10-16 | |
| 163 | Tang, Chung Kwan 鄧仲君 | Rep | 2003-11-05 | 2005-01-10 | ||
| 164 | Tang, Peter Tsz Tung 鄧子棟 | 30 | M | Rep | 2008-11-07 | |
| 165 | Tsang, Alice Kwai Yee 曾桂儀 | F | Rep | 2003-10-17 | 2008-12-11 | |
| 166 | Tsang, Helen 曾曦藍 | F | Rep | 2012-06-21 | ||
| 167 | Tsao, Theodore Tsuhua | Rep | 2003-08-06 | |||
| 168 | Tseng, Albert K | M | Rep | 2003-10-16 | 2004-02-23 | |
| 169 | Tseng, Paul Yee 曾儀 | M | Rep | 2010-04-26 | ||
| 170 | Wah, Ka Yin 華家燕 | Rep | 2003-08-20 | 2008-08-29 | ||
| 171 | Wai, Bernard Stephen King Him 韋敬謙 | M | Rep | 2013-08-31 | ||
| 172 | Wallace-Turner, Serena Rebecca Aufrere F. | F | Rep | 2003-10-17 | 2005-04-11 | |
| 173 | Wan Zahir, Amirul Feisal Bin | Rep | 2003-12-19 | 2004-08-30 | ||
| 174 | Wichayanuparp, Pitchaya Jan | Rep | 2003-10-17 | 2005-05-23 | ||
| 175 | Wong, Alan Lap Kuen 黃立權 | M | Rep | 2003-10-17 | 2006-02-08 | |
| 176 | Wong, Antonio Lung Man 黃隆民 | M | Rep | 2013-08-31 | ||
| 177 | Wong, Hiu Ting (SFC:AJB843) 王曉婷 | Rep | 2003-10-16 | 2006-06-16 | ||
| 178 | Wong, Joyce Suk Wah 黃淑華 | F | Rep | 2003-10-17 | 2011-03-31 | |
| 179 | Wong, Paul Sek Ming 黃錫明 | M | Rep | 2003-10-17 | 2004-02-23 | |
| 180 | Wong, Victor Wei Duk | M | Rep | 2003-10-17 | 2011-06-16 | |
| 181 | Wong, Wai Ling (SFC:ADV539) 王慧鈴 | Rep | 2005-02-18 | |||
| 182 | Woo, Wai Ngan Akina 胡慧顏 | Rep | 2003-10-16 | 2004-03-13 | ||
| 183 | Yang, Mei Ni 楊玫凝 | Rep | 2003-10-17 | 2004-09-27 | ||
| 184 | Yang, Nancy Wen 楊海雯 | F | Rep | 2003-10-29 | 2005-03-10 | |
| 185 | Yang, Yang (SFC:AIH184) 羊洋 | Rep | 2003-10-16 | 2004-02-04 | ||
| 186 | Yeh, Li Ping 葉禮平 | Rep | 2003-10-16 | 2008-12-01 | ||
| 187 | Yeo, Pei Hse | Rep | 2003-10-16 | 2006-03-31 | ||
| 188 | Yeung, Jason Kin Yeung 楊建陽 | M | Rep | 2010-09-10 | ||
| 189 | Yim, Heung Yue 嚴香如 | Rep | 2006-06-26 | |||
| 190 | Young, Ting Kar 楊庭嘉 | Rep | 2007-06-22 | |||
| 191 | Zhang, Xinxin (SFC:AFU864) 張欣欣 | Rep | 2003-12-23 | 2004-10-15 |
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