GFI (HK) SECURITIES L.L.C.

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015
Role From Until
1 Aquino, Derrick Anthony Constantino M Rep 2013-12-03 2018-06-30
2 Bradford, David John M RO 2011-03-22 2021-10-29
3 Chua, Pei Feng 蔡佩芬 Rep 2015-07-27 2018-01-19
4 Creedon, Tom M Rep 2015-12-04 2017-03-08
5 Crook, Mark Jonathon M Rep 2015-03-05
6 Fung, Ching Yu 馮程宇 Rep 2011-03-28 2018-01-15
7 Huang, Qiuting 黃秋婷 Rep 2014-09-12 2018-01-15
8 Huang, Shiyi (SFC:BEQ547) 黃詩倚 Rep 2015-01-08 2018-01-15
9 Hyams, Andrew Jon M Rep 2008-09-30 2017-09-22
10 Kwan, Eric Wai Ming 關威明 M Rep 2015-07-03 2018-08-31
11 Leem, Jaehung 林在洪 Rep 2015-06-03 2017-07-03
12 Lin, Qiushuo 林秋碩 Rep 2014-09-12 2018-01-15
13 Ma, Ching Man 馬靜雯 Rep 2008-12-17 2017-10-20
14 Ma, Hoi Sze 馬凱詩 Rep 2011-10-26 2018-01-15
15 Madayag, Claro Jr Ilagan Rep 2014-06-24 2017-12-11
16 Mariano, Timothy Charles M RO 2005-03-09 2019-05-15
17 Quevedo, Ma. Carla Valenzuela Rep 2006-12-29 2016-10-05
18 Smith, Stephen Mark (SFC:BFA905) M Rep 2015-03-05 2017-10-12
19 Sripunporn, Roger Ardisorn 潘小山 M Rep 2010-01-04 2018-01-16

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