GFI (HK) SECURITIES L.L.C.

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016
Role From Until
1 Ahmed, Syed Shaaz Rep 2011-02-21 2011-04-26
2 Aquino, Derrick Anthony Constantino M Rep 2006-06-05 2009-08-19
RO 2009-08-19 2013-12-03
Rep 2013-12-03 2018-06-30
3 Ashby, Nicholas Stephen M Rep 2016-09-07 2019-05-17
4 Azout, Yohann Victor M Rep 2013-11-29 2015-08-07
5 Bavis, Mark John M Rep 2006-03-03 2012-01-05
Rep 2016-05-17 2017-01-19
6 Bellahcene, Nasser Rep 2010-07-06 2011-05-31
7 Bollerman, Luke Andre M Rep 2008-07-29 2009-07-31
8 Bradford, David John M Rep 2004-11-22 2007-07-24
RO 2007-07-24 2009-06-03
Rep 2009-06-03 2011-03-22
RO 2011-03-22 2021-10-29
9 Brown, Ian Clement M Rep 2009-02-12 2010-07-02
10 Bruno, Luigi Raphael M Rep 2010-06-15 2011-01-31
11 Bukharov, Ivan M Rep 2012-07-31 2014-05-31
12 Callaghan, Lee John M Rep 2012-12-12 2013-08-07
13 Castagne, Allan John M Rep 2009-07-16 2012-07-26
14 Charni, Jamel M Rep 2013-11-07 2015-11-30
15 Cheung, Ellen Ngar Yan 張雅茵 F Rep 2008-05-20 2011-05-11
16 Chew, Philip Guy (SFC:ALN622) M Rep 2004-12-08 2008-07-01
17 Chillington, Timothy John M Rep 2009-06-01 2012-05-01
18 Chua, Pei Feng 蔡佩芬 Rep 2009-03-24 2013-11-30
Rep 2015-07-27 2018-01-19
19 Chugani, Manish Ashok M Rep 2013-10-03 2014-03-31
20 Colgan, Davis Gerrard Rep 2011-08-01 2011-11-01
21 Conneely, Martin Trevor M Rep 2014-03-18 2014-05-26
Rep 2014-07-10 2014-10-31
22 Cooney, Michael James (SFC:AJD244) M Rep 2006-03-03 2006-10-31
23 Corner, Andrew Mark Gordon M Rep 2013-07-02 2015-02-11
24 Creedon, Tom M Rep 2015-12-04 2017-03-08
25 Crommen, Gregory M Rep 2010-12-14 2012-07-26
26 Crook, Mark Jonathon M Rep 2015-03-05
27 Crossan, Robert Emmit M Rep 2003-06-30
28 De Bourayne, Olivier Marie Stephane M Rep 2011-08-05 2012-01-19
29 Didier, Virginie Emilie F Rep 2009-06-19 2010-09-10
30 Four, Matthew M Rep 2011-05-30 2015-02-16
31 Fujita, Daisuke Rep 2012-08-10 2013-03-11
32 Fung, Ching Yu 馮程宇 Rep 2011-03-28 2018-01-15
33 Fung, Kin Leung 馮健樑 Rep 2007-09-17 2008-05-01
34 Fung, Wilson Kee Hang 馮紀恆 M Rep 2010-05-14 2010-10-31
35 Gougenheim, Jeremie Rep 2007-09-06 2012-01-14
36 Grimes, Ryan Mccracken M Rep 2007-11-02 2011-05-20
37 Guenoun, Gregory Benjamin M Rep 2013-10-29 2014-11-30
38 Guetta, Yohan Victor Haim M Rep 2011-04-18 2012-01-14
39 Guillo, Mathieu M Rep 2009-02-20 2012-09-14
40 Hall, Jon (SFC:AGK991) Rep 2005-03-07 2007-08-13
41 Halper, Brady Seth M Rep 2004-09-22
42 Hassam, Shehzad Sikander Rep 2014-12-05 2015-03-13
43 Hearne, Kevin M Rep 2016-03-24 2022-10-01
44 Hine, Peter John M Rep 2005-03-23
RO 2005-03-23 2005-09-08
45 Huang, Qiuting 黃秋婷 Rep 2014-09-12 2018-01-15
46 Huang, Shiyi (SFC:BEQ547) 黃詩倚 Rep 2015-01-08 2018-01-15
47 Hyams, Andrew Jon M Rep 2008-09-30 2017-09-22
48 Jessop, Gary Mark M Rep 2009-01-12 2011-11-05
49 Kang, Gyong Hee F Rep 2009-10-20 2015-02-17
50 Kim, Jason Sung Dal M Rep 2008-11-11 2010-06-21
51 Kornberg, Benjamin Mikael M Rep 2009-08-04 2011-02-05
52 Kosaka, Tomomi (SFC:AHT189) 小坂朋美 Rep 2005-02-17 2009-12-10
53 Kotake, Toshiya Rep 2013-03-04 2013-11-06
54 Kotecha, Anuj Ashok M Rep 2011-08-01 2011-11-01
Rep 2011-12-06 2013-06-13
55 Kwan, Eric Wai Ming 關威明 M Rep 2015-07-03 2018-08-31
56 Lai, Telun Tik Lun 賴迪麟 Rep 2009-06-18 2012-05-01
57 Lau, Ha Lam 劉夏林 Rep 2014-07-18 2015-01-31
58 Lee, Andrew Yeng 李英揚 M Rep 2008-11-14 2010-07-16
59 Lee, Cliff Yee Gong 李宜剛 M Rep 2006-09-27 2008-02-29
60 Lee, Daniel Yat Hung 李逸洪 M Rep 2012-05-28 2013-10-15
61 Lee, Yick Chung 李易聰 Rep 2008-11-14 2010-07-16
62 Leem, Jaehung 林在洪 Rep 2015-06-03 2017-07-03
63 Lin, Qiushuo 林秋碩 Rep 2014-09-12 2018-01-15
64 Longuet-Higgins, Philip Jonathan M Rep 2012-04-17 2013-02-28
65 Ma, Ching Man 馬靜雯 Rep 2008-12-17 2017-10-20
66 Ma, Hoi Sze 馬凱詩 Rep 2011-10-26 2018-01-15
67 Madayag, Claro Jr Ilagan Rep 2014-06-24 2017-12-11
68 Maria, Kulvinder Singh F Rep 2015-03-30 2015-11-04
69 Mariano, Timothy Charles M Rep 2005-03-09
RO 2005-03-09 2019-05-15
70 McGlynn, Paul Anthony (SFC:ALJ765) M Rep 2007-01-11 2007-06-23
71 Minards, Timothy Bede M Rep 2009-08-03 2009-10-17
72 Monot, Cosme Hubert Roger Pierre M Rep 2010-05-25 2010-12-25
73 Moore, Ashley Spencer M Rep 2009-01-14 2009-12-07
Rep 2013-10-02 2014-10-13
Rep 2015-02-16 2015-11-16
74 Moore, Marianne Nicole F Rep 2009-03-17 2009-06-01
75 Mower, Andrew Lance M Rep 2012-02-06 2012-05-01
76 Mundigian, Vatche Vartan M Rep 2010-01-22 2015-02-11
77 Na, Jung-Tae 羅貞泰 Rep 2012-10-15 2013-03-20
78 Nakamura, Taro 中村太郎 Rep 2012-07-25 2013-05-31
79 Nebout, Alexandre Stanislas Thierry M Rep 2009-12-07 2011-07-13
80 Neligan, David Alexander M Rep 2012-01-10 2015-02-28
81 Nesbitt, Jonathan Michael M Rep 2004-11-19 2009-12-25
82 Nguyen, Thanh Cao Rep 2008-11-14 2009-01-22
RO 2009-01-22 2010-05-27
83 Nicholson, Robert Kenneth M Rep 2012-02-03 2015-02-11
84 Nicolle, Amanda Louise F Rep 2009-03-24 2009-08-07
85 Noh, Kyoung Tae Rep 2011-04-04 2012-03-24
86 Orton, Jamie (SFC:AZD119) M Rep 2012-03-09 2015-02-11
87 Park, Hye Yon Rep 2010-12-16 2011-03-07
88 Patel, Rupesh (SFC:AXR739) Rep 2011-07-25 2011-10-25
89 Peard, Andrew Davis Lozada M Rep 2004-11-19 2012-09-14
90 Pockney, Edward James M Rep 2009-01-12 2011-05-05
91 Quevedo, Ma. Carla Valenzuela Rep 2006-12-29 2016-10-05
92 Rhee, Vincent Suk Kyu M Rep 2010-12-13 2011-10-29
93 Sakamoto, Yuki Rep 2012-08-10 2013-12-31
94 Saldanha, Joshua Gerard M Rep 2009-07-14 2010-05-08
95 Simpson, Robert Roy Charles M RO 2005-03-10 2007-08-01
Rep 2007-08-01 2008-07-01
96 Smith, Stephen Mark (SFC:BFA905) M Rep 2015-03-05 2017-10-12
97 Sohn, Charles Chongho M Rep 2009-10-27 2011-02-14
98 Soon, Yung Kuen 秦容娟 Rep 2011-08-10 2012-12-31
99 Sparrow, Nicholas Charles M Rep 2010-07-05 2013-04-19
100 Sripunporn, Roger Ardisorn 潘小山 M Rep 2010-01-04 2018-01-16
101 Sznajder, Samuel M Rep 2009-11-11 2012-01-13
102 Takeuchi, Miki Rep 2013-09-27 2014-04-28
Rep 2014-08-20 2015-07-31
103 Topping, Matthew George Peter M Rep 2012-12-06 2014-09-30
104 Trentini, Lionel Christophe M Rep 2014-04-23 2015-07-31
105 Tsang, Simon Sai Cheong 曾世昌 M Rep 2010-03-12 2010-07-23
106 Tsun, Alexander Wing Gey 秦榮基 35 M Rep 2009-05-05 2010-03-02
107 Valdisolo, Mattia Rep 2011-03-04 2012-05-10
108 White, Paul George M Rep 2005-01-19 2012-01-05
109 Wilson, Matthew Elliot M Rep 2008-06-19 2010-04-15
110 Wong, Andrew Siu Hang 黃兆恒 M Rep 2008-08-26 2015-06-30
111 Yabut, Vivian Chan F Rep 2016-12-05
112 Young, Timothy James M Rep 2012-12-10 2013-12-10
113 Zieleman, Tara Jessica F Rep 2009-11-24 2010-05-24

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