GFI (HK) SECURITIES L.L.C.
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2019 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Ahmed, Syed Shaaz | Rep | 2011-02-21 | 2011-04-26 | ||
| 2 | Aquino, Derrick Anthony Constantino | M | Rep | 2006-06-05 | 2009-08-19 | |
| RO | 2009-08-19 | 2013-12-03 | ||||
| Rep | 2013-12-03 | 2018-06-30 | ||||
| 3 | Arthur-Dick, Joseph | M | Rep | 2018-01-15 | 2021-05-04 | |
| 4 | Ashby, Nicholas Stephen | M | Rep | 2016-09-07 | 2019-05-17 | |
| 5 | Azout, Yohann Victor | M | Rep | 2013-11-29 | 2015-08-07 | |
| 6 | Bavis, Mark John | M | Rep | 2006-03-03 | 2012-01-05 | |
| Rep | 2016-05-17 | 2017-01-19 | ||||
| RO | 2017-01-19 | 2018-01-15 | ||||
| 7 | Bellahcene, Nasser | Rep | 2010-07-06 | 2011-05-31 | ||
| 8 | Bollerman, Luke Andre | M | Rep | 2008-07-29 | 2009-07-31 | |
| 9 | Bradford, David John | M | Rep | 2004-11-22 | 2007-07-24 | |
| RO | 2007-07-24 | 2009-06-03 | ||||
| Rep | 2009-06-03 | 2011-03-22 | ||||
| RO | 2011-03-22 | 2021-10-29 | ||||
| 10 | Brown, Ian Clement | M | Rep | 2009-02-12 | 2010-07-02 | |
| 11 | Bruno, Luigi Raphael | M | Rep | 2010-06-15 | 2011-01-31 | |
| 12 | Bukharov, Ivan | M | Rep | 2012-07-31 | 2014-05-31 | |
| 13 | Callaghan, Lee John | M | Rep | 2012-12-12 | 2013-08-07 | |
| 14 | Castagne, Allan John | M | Rep | 2009-07-16 | 2012-07-26 | |
| 15 | Charni, Jamel | M | Rep | 2013-11-07 | 2015-11-30 | |
| 16 | Cheung, Ellen Ngar Yan 張雅茵 | F | Rep | 2008-05-20 | 2011-05-11 | |
| 17 | Cheung, Kevin Hoi Tsun 張凱竣 | M | Rep | 2018-01-15 | 2022-09-16 | |
| 18 | Chew, Philip Guy (SFC:ALN622) | M | Rep | 2004-12-08 | 2008-07-01 | |
| 19 | Chilewicz, Rodolphe Francois | M | Rep | 2017-09-29 | 2020-03-31 | |
| 20 | Chillington, Timothy John | M | Rep | 2009-06-01 | 2012-05-01 | |
| 21 | Cho, Yunhee 趙胤熙 | Rep | 2018-02-06 | |||
| 22 | Choy, Kai Man 蔡啟民 | Rep | 2018-01-16 | 2022-09-16 | ||
| 23 | Chua, Pei Feng 蔡佩芬 | Rep | 2009-03-24 | 2013-11-30 | ||
| Rep | 2015-07-27 | 2018-01-19 | ||||
| 24 | Chugani, Manish Ashok | M | Rep | 2013-10-03 | 2014-03-31 | |
| 25 | Colgan, Davis Gerrard | Rep | 2011-08-01 | 2011-11-01 | ||
| 26 | Conneely, Martin Trevor | M | Rep | 2014-03-18 | 2014-05-26 | |
| Rep | 2014-07-10 | 2014-10-31 | ||||
| 27 | Cooney, Michael James (SFC:AJD244) | M | Rep | 2006-03-03 | 2006-10-31 | |
| 28 | Corner, Andrew Mark Gordon | M | Rep | 2013-07-02 | 2015-02-11 | |
| 29 | Creedon, Tom | M | Rep | 2015-12-04 | 2017-03-08 | |
| 30 | Crommen, Gregory | M | Rep | 2010-12-14 | 2012-07-26 | |
| 31 | Crook, Mark Jonathon | M | Rep | 2015-03-05 | ||
| 32 | Crossan, Robert Emmit | M | Rep | 2003-06-30 | ||
| 33 | De Bourayne, Olivier Marie Stephane | M | Rep | 2011-08-05 | 2012-01-19 | |
| 34 | Didier, Virginie Emilie | F | Rep | 2009-06-19 | 2010-09-10 | |
| 35 | Four, Matthew | M | Rep | 2011-05-30 | 2015-02-16 | |
| 36 | Fujita, Daisuke | Rep | 2012-08-10 | 2013-03-11 | ||
| 37 | Fung, Ching Yu 馮程宇 | Rep | 2011-03-28 | 2018-01-15 | ||
| 38 | Fung, Kin Leung 馮健樑 | Rep | 2007-09-17 | 2008-05-01 | ||
| 39 | Fung, Wilson Kee Hang 馮紀恆 | M | Rep | 2010-05-14 | 2010-10-31 | |
| 40 | Gougenheim, Jeremie | Rep | 2007-09-06 | 2012-01-14 | ||
| 41 | Grimes, Ryan Mccracken | M | Rep | 2007-11-02 | 2011-05-20 | |
| 42 | Guenoun, Gregory Benjamin | M | Rep | 2013-10-29 | 2014-11-30 | |
| 43 | Guetta, Yohan Victor Haim | M | Rep | 2011-04-18 | 2012-01-14 | |
| 44 | Guillo, Mathieu | M | Rep | 2009-02-20 | 2012-09-14 | |
| 45 | Hall, Jon (SFC:AGK991) | Rep | 2005-03-07 | 2007-08-13 | ||
| 46 | Halper, Brady Seth | M | Rep | 2004-09-22 | ||
| 47 | Harman, Simon Devereux Clement | 51 | M | RO | 2017-07-31 | 2017-08-09 |
| 48 | Hassam, Shehzad Sikander | Rep | 2014-12-05 | 2015-03-13 | ||
| 49 | Hearne, Kevin | M | Rep | 2016-03-24 | 2022-10-01 | |
| 50 | Hine, Peter John | M | Rep | 2005-03-23 | ||
| RO | 2005-03-23 | 2005-09-08 | ||||
| 51 | Hino, Dai 日野大 | Rep | 2019-12-04 | 2021-01-18 | ||
| 52 | Huang, Qiuting 黃秋婷 | Rep | 2014-09-12 | 2018-01-15 | ||
| 53 | Huang, Shiyi (SFC:BEQ547) 黃詩倚 | Rep | 2015-01-08 | 2018-01-15 | ||
| 54 | Hughes, Glyn John (SFC:BJT332) | M | Rep | 2018-01-16 | 2021-07-30 | |
| 55 | Hyams, Andrew Jon | M | Rep | 2008-09-30 | 2017-09-22 | |
| 56 | Jessop, Gary Mark | M | Rep | 2009-01-12 | 2011-11-05 | |
| 57 | Kang, Gyong Hee | F | Rep | 2009-10-20 | 2015-02-17 | |
| 58 | Kapur, Gautam Pradeep Kumar | M | Rep | 2019-01-25 | 2020-05-29 | |
| 59 | Khelifi, Amine | Rep | 2017-09-29 | 2017-11-02 | ||
| RO | 2017-11-02 | |||||
| 60 | Kho, Garrett Tristan Arnaldo | M | Rep | 2019-05-02 | ||
| 61 | Kim, Jason Sung Dal | M | Rep | 2008-11-11 | 2010-06-21 | |
| 62 | Kornberg, Benjamin Mikael | M | Rep | 2009-08-04 | 2011-02-05 | |
| 63 | Kosaka, Tomomi (SFC:AHT189) 小坂朋美 | Rep | 2005-02-17 | 2009-12-10 | ||
| 64 | Kotake, Toshiya | Rep | 2013-03-04 | 2013-11-06 | ||
| 65 | Kotecha, Anuj Ashok | M | Rep | 2011-08-01 | 2011-11-01 | |
| Rep | 2011-12-06 | 2013-06-13 | ||||
| 66 | Kwan, Eric Wai Ming 關威明 | M | Rep | 2015-07-03 | 2018-08-31 | |
| 67 | Lai, Telun Tik Lun 賴迪麟 | Rep | 2009-06-18 | 2012-05-01 | ||
| 68 | Lau, Ha Lam 劉夏林 | Rep | 2014-07-18 | 2015-01-31 | ||
| 69 | Learey, Dominic | M | RO | 2017-07-31 | ||
| 70 | Lee, Andrew Yeng 李英揚 | M | Rep | 2008-11-14 | 2010-07-16 | |
| 71 | Lee, Cliff Yee Gong 李宜剛 | M | Rep | 2006-09-27 | 2008-02-29 | |
| 72 | Lee, Daniel Yat Hung 李逸洪 | M | Rep | 2012-05-28 | 2013-10-15 | |
| 73 | Lee, James (SFC:BJH960) 李澤南 | M | Rep | 2018-01-15 | ||
| 74 | Lee, Yick Chung 李易聰 | Rep | 2008-11-14 | 2010-07-16 | ||
| 75 | Lee, Yu Chuan Austin 李育權 | Rep | 2019-01-10 | 2019-02-12 | ||
| 76 | Leem, Jaehung 林在洪 | Rep | 2015-06-03 | 2017-07-03 | ||
| 77 | Lem, Sze Mun 林詩敏 | Rep | 2019-09-17 | 2021-07-30 | ||
| 78 | Lin, Qiushuo 林秋碩 | Rep | 2014-09-12 | 2018-01-15 | ||
| 79 | Longuet-Higgins, Philip Jonathan | M | Rep | 2012-04-17 | 2013-02-28 | |
| 80 | Ma, Ching Man 馬靜雯 | Rep | 2008-12-17 | 2017-10-20 | ||
| 81 | Ma, Hoi Sze 馬凱詩 | Rep | 2011-10-26 | 2018-01-15 | ||
| 82 | Madayag, Claro Jr Ilagan | Rep | 2014-06-24 | 2017-12-11 | ||
| 83 | Maria, Kulvinder Singh | F | Rep | 2015-03-30 | 2015-11-04 | |
| 84 | Mariano, Timothy Charles | M | Rep | 2005-03-09 | ||
| RO | 2005-03-09 | 2019-05-15 | ||||
| 85 | Masu, Megumi | F | Rep | 2019-02-25 | ||
| 86 | McGlynn, Paul Anthony (SFC:ALJ765) | M | Rep | 2007-01-11 | 2007-06-23 | |
| 87 | Meenan, Raymond David | M | Rep | 2019-11-20 | ||
| 88 | Minards, Timothy Bede | M | Rep | 2009-08-03 | 2009-10-17 | |
| 89 | Mishra, Rishi | Rep | 2018-04-26 | 2020-11-27 | ||
| 90 | Monot, Cosme Hubert Roger Pierre | M | Rep | 2010-05-25 | 2010-12-25 | |
| 91 | Moore, Ashley Spencer | M | Rep | 2009-01-14 | 2009-12-07 | |
| Rep | 2013-10-02 | 2014-10-13 | ||||
| Rep | 2015-02-16 | 2015-11-16 | ||||
| 92 | Moore, Marianne Nicole | F | Rep | 2009-03-17 | 2009-06-01 | |
| 93 | Mower, Andrew Lance | M | Rep | 2012-02-06 | 2012-05-01 | |
| 94 | Mundigian, Vatche Vartan | M | Rep | 2010-01-22 | 2015-02-11 | |
| 95 | Na, Jung-Tae 羅貞泰 | Rep | 2012-10-15 | 2013-03-20 | ||
| 96 | Nakamura, Taro 中村太郎 | Rep | 2012-07-25 | 2013-05-31 | ||
| 97 | Nebout, Alexandre Stanislas Thierry | M | Rep | 2009-12-07 | 2011-07-13 | |
| 98 | Neligan, David Alexander | M | Rep | 2012-01-10 | 2015-02-28 | |
| 99 | Nesbitt, Jonathan Michael | M | Rep | 2004-11-19 | 2009-12-25 | |
| 100 | Ng, Siu Na Sarnian 吳少娜 | Rep | 2018-02-27 | 2018-04-20 | ||
| 101 | Nguyen, Thanh Cao | Rep | 2008-11-14 | 2009-01-22 | ||
| RO | 2009-01-22 | 2010-05-27 | ||||
| 102 | Nicholson, Robert Kenneth | M | Rep | 2012-02-03 | 2015-02-11 | |
| 103 | Nicolle, Amanda Louise | F | Rep | 2009-03-24 | 2009-08-07 | |
| 104 | Noh, Kyoung Tae | Rep | 2011-04-04 | 2012-03-24 | ||
| 105 | Orton, Jamie (SFC:AZD119) | M | Rep | 2012-03-09 | 2015-02-11 | |
| 106 | Park, Hye Yon | Rep | 2010-12-16 | 2011-03-07 | ||
| 107 | Patel, Rupesh (SFC:AXR739) | Rep | 2011-07-25 | 2011-10-25 | ||
| 108 | Peard, Andrew Davis Lozada | M | Rep | 2004-11-19 | 2012-09-14 | |
| 109 | Pockney, Edward James | M | Rep | 2009-01-12 | 2011-05-05 | |
| 110 | Prest, Simon John (SFC:BJQ806) | M | RO | 2017-07-31 | 2018-06-30 | |
| 111 | Quevedo, Ma. Carla Valenzuela | Rep | 2006-12-29 | 2016-10-05 | ||
| 112 | Rhee, Vincent Suk Kyu | M | Rep | 2010-12-13 | 2011-10-29 | |
| 113 | Saadane, Mohammed Fatih Zineddine | M | Rep | 2019-02-08 | 2020-07-24 | |
| 114 | Sakamoto, Yuki | Rep | 2012-08-10 | 2013-12-31 | ||
| 115 | Saldanha, Joshua Gerard | M | Rep | 2009-07-14 | 2010-05-08 | |
| 116 | Salonga, Benjamin Iii Puzon 施樂家 | M | Rep | 2019-05-02 | ||
| 117 | Simpson, Robert Roy Charles | M | RO | 2005-03-10 | 2007-08-01 | |
| Rep | 2007-08-01 | 2008-07-01 | ||||
| 118 | Smith, Stephen Mark (SFC:BFA905) | M | Rep | 2015-03-05 | 2017-10-12 | |
| 119 | Sobti, Jasjit Singh | Rep | 2017-11-03 | 2019-12-13 | ||
| 120 | Sohn, Charles Chongho | M | Rep | 2009-10-27 | 2011-02-14 | |
| 121 | Soon, Yung Kuen 秦容娟 | Rep | 2011-08-10 | 2012-12-31 | ||
| 122 | Soulas, Christopher | M | Rep | 2019-10-03 | 2020-06-01 | |
| 123 | Sparrow, Nicholas Charles | M | Rep | 2010-07-05 | 2013-04-19 | |
| 124 | Sripunporn, Roger Ardisorn 潘小山 | M | Rep | 2010-01-04 | 2018-01-16 | |
| 125 | Sugarman, Richard Neil (SFC:BKX038) | M | Rep | 2017-09-11 | 2023-12-29 | |
| 126 | Sznajder, Samuel | M | Rep | 2009-11-11 | 2012-01-13 | |
| 127 | Takeuchi, Miki | Rep | 2013-09-27 | 2014-04-28 | ||
| Rep | 2014-08-20 | 2015-07-31 | ||||
| 128 | Topping, Matthew George Peter | M | Rep | 2012-12-06 | 2014-09-30 | |
| 129 | Trentini, Lionel Christophe | M | Rep | 2014-04-23 | 2015-07-31 | |
| 130 | Tsang, Simon Sai Cheong 曾世昌 | M | Rep | 2010-03-12 | 2010-07-23 | |
| 131 | Tsun, Alexander Wing Gey 秦榮基 | 38 | M | Rep | 2009-05-05 | 2010-03-02 |
| 132 | Valdisolo, Mattia | Rep | 2011-03-04 | 2012-05-10 | ||
| 133 | Walsh, Ashley Paul Jeffery James | M | RO | 2018-08-24 | ||
| 134 | Wattez, Philippe Marc Alfred | M | Rep | 2017-09-29 | ||
| 135 | White, Paul George | M | Rep | 2005-01-19 | 2012-01-05 | |
| 136 | Wilson, Matthew Elliot | M | Rep | 2008-06-19 | 2010-04-15 | |
| 137 | Wong, Andrew Siu Hang 黃兆恒 | M | Rep | 2008-08-26 | 2015-06-30 | |
| 138 | Wong, Jamie Jun Yin 黃鎮賢 | M | Rep | 2018-01-15 | ||
| 139 | Wong, Philippe 黃志輝 | M | Rep | 2017-08-29 | ||
| 140 | Yabut, Vivian Chan | F | Rep | 2016-12-05 | ||
| 141 | Young, Timothy James | M | Rep | 2012-12-10 | 2013-12-10 | |
| 142 | Zhou, Shenxiong 周申雄 | RO | 2018-02-02 | |||
| 143 | Zieleman, Tara Jessica | F | Rep | 2009-11-24 | 2010-05-24 |
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