Sunrise Brokers (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	Role	From	Until
1	Aurelle, Antoine Alexandre		M	RO	2009-12-09	2019-01-18
2	Baker, Edward James (SFC:AUI994)		M	Rep	2009-12-21	2014-04-07
3	Chan, Timothy William		M	Rep	2009-12-14	2020-12-18
4	Delrue, Thibault Marc		M	Rep	2009-12-17	2016-01-15
5	Harman, Simon Devereux Clement	41	M	RO	2009-12-09	2017-07-05
6	Moses, Anthony Soloman		M	Rep	2009-12-15	2024-01-26
7	Roma, Olivier Norbert Gaston		M	Rep	2009-12-21	2011-09-25
8	Tlili, Mourad			Rep	2009-12-21	2013-08-16

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